{
  "crd_number": 158305,
  "slug": "tlwm-financial-san-antonio-tx-158305",
  "primary_business_name": "TLWM FINANCIAL",
  "legal_name": "TLWM, LLC",
  "dbas": [
    "TDF PLATINUM WEALTH MANAGEMENT",
    "TEXAS LEGACY WEALTH MANAGEMENT",
    "TLWM FINANCIAL"
  ],
  "city": "San Antonio",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "41700",
  "metro": {
    "cbsa_code": "41700",
    "common_name": "San Antonio",
    "msa_name": "San Antonio-New Braunfels, TX",
    "path": "/advisors/tx/san-antonio"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-02-28",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 605405861.0,
  "raum_discretionary": 605405861.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 9,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1163507.0,
      "count": 4
    },
    "individuals": {
      "raum": 226667736.0,
      "count": 933
    },
    "pension_profit_sharing": {
      "raum": 1006601.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 355481217.0,
      "count": 316
    },
    "corporations_other_businesses": {
      "raum": 21086800.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "MA",
    "ME",
    "NH",
    "NY",
    "OH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/TLWMFinancial",
    "https://instagram.com/tlwmfinancial",
    "https://tdfplatinumwm.com",
    "https://texaslegacywealth.com",
    "https://tlwmadvisor.com",
    "https://tlwmfinancial.com",
    "https://youtube.com/user/texaslegacyWM"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158305",
  "city_as_filed": "SAN ANTONIO",
  "url": "https://advisorcensus.com/firm/tlwm-financial-san-antonio-tx-158305",
  "display_name": "TLWM Financial",
  "summary": "TLWM Financial is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. TLWM Financial (CRD 158305): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is TLWM Financial compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), TLWM Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does TLWM Financial charge?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Flat fee: up to $10,000 (financial planning and consulting services); Subscription: up to $100 a month (subscription Financial Planning service). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is TLWM Financial located?",
      "a": "TLWM Financial's principal office is in San Antonio, TX, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is TLWM Financial registered with the SEC or a state?",
      "a": "TLWM Financial is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 158305."
    },
    {
      "q": "How much does TLWM Financial manage?",
      "a": "TLWM Financial reports $605,405,861 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have TLWM Financial's assets and staff changed since 2021?",
      "a": "In the Form ADV data for TLWM Financial: Regulatory assets under management: $298,660,715 in the October 2021 data and $605,405,861 in the October 2026 data, up 103%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does TLWM Financial serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (933); high net worth individuals (316); corporations or other businesses not listed above (8)."
    },
    {
      "q": "Which custodians does TLWM Financial use?",
      "a": "TLWM Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does TLWM Financial report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158305"
    },
    {
      "q": "What changed in TLWM Financial's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 10 to 9. Registered or notice-filed in AZ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 298660715.0,
      "total_employees": 8,
      "filing_date": "2021-07-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 317816726.0,
      "total_employees": 7,
      "filing_date": "2022-09-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 333259993.0,
      "total_employees": 11,
      "filing_date": "2023-09-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 484870433.0,
      "total_employees": 11,
      "filing_date": "2024-06-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 577253765.0,
      "total_employees": 11,
      "filing_date": "2025-04-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 605405861.0,
      "total_employees": 11,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 9.",
        "Registered or notice-filed in AZ."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Added an office in Round Rock, TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: up to $10,000 (financial planning and consulting services)",
      "Subscription: up to $100 a month (subscription Financial Planning service)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "Flat fees generally range up to $ 10,000. We require the entire financial planning or consulting fee at the time our plan is delivered"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: up to $100 a month (subscription Financial Planning service)"
        ],
        "quotes": [
          "We also offer a subscription Financial Planning service which will be billed monthly in advance. Fees for this service will not exceed $100 per month"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning and consulting services"
        },
        {
          "kind": "subscription",
          "amount": null,
          "min": null,
          "max": 100.0,
          "period": "monthly",
          "service": "subscription Financial Planning service"
        }
      ]
    },
    "quotes": [
      "Flat fees generally range up to $ 10,000. We require the entire financial planning or consulting fee at the time our plan is delivered",
      "We also offer a subscription Financial Planning service which will be billed monthly in advance. Fees for this service will not exceed $100 per month"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tlwm-financial-san-antonio-tx-158305.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 933,
      "fewer_than_5": false,
      "raum": 226667736.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 316,
      "fewer_than_5": false,
      "raum": 355481217.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1006601.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": false,
      "raum": 1163507.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 8,
      "fewer_than_5": false,
      "raum": 21086800.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158305",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}