# TLP Financial Services, Inc.

> TLP Financial Services, Inc. is a state-registered investment advisory firm, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.

- CRD: 283449
- Filed as: TLP FINANCIAL SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/283449
- AdvisorCensus page: https://advisorcensus.com/firm/tlp-financial-services-inc-283449

## Quick answers

**How is TLP Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), TLP Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is TLP Financial Services, Inc. registered with the SEC or a state?**
TLP Financial Services, Inc. is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283449.

**How much does TLP Financial Services, Inc. manage?**
TLP Financial Services, Inc. reports $37,217,078 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary).

**What types of clients does TLP Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (12).

**Does TLP Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283449

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $37,217,078
- Discretionary: $37,217,078
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 30 | $11,138,996 |
| High net worth individuals | 12 | $26,078,082 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tlpfinancialservices.com
- Facebook @TLPFINANCIALSERVICES
- LinkedIn @TOMPATRICCA

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TLP Financial Services, Inc. (CRD 283449): Form ADV filing data as of October 2026.