# TLC Group Investment Advisors, LLC

> TLC Group Investment Advisors, LLC is an SEC-registered investment advisory firm in State College, PA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 137814
- Filed as: TLC GROUP INVESTMENT ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: State College, PA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137814
- AdvisorCensus page: https://advisorcensus.com/firm/tlc-group-investment-advisors-llc-state-college-pa-137814

## Quick answers

**How is TLC Group Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TLC Group Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does TLC Group Investment Advisors, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is TLC Group Investment Advisors, LLC located?**
TLC Group Investment Advisors, LLC's principal office is in State College, PA, according to its Form ADV.

**Is TLC Group Investment Advisors, LLC registered with the SEC or a state?**
TLC Group Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 137814.

**How much does TLC Group Investment Advisors, LLC manage?**
TLC Group Investment Advisors, LLC reports $168,352,529 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (69% discretionary).

**How have TLC Group Investment Advisors, LLC's assets and staff changed since 2022?**
In the Form ADV data for TLC Group Investment Advisors, LLC: Regulatory assets under management: $122,704,145 in the October 2022 data and $168,352,529 in the October 2026 data, up 37%. Total employees: 6 in October 2022 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TLC Group Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (159); high net worth individuals (27); pension and profit sharing plans (but not the plan participants or government pension plans) (19).

**Which custodians does TLC Group Investment Advisors, LLC use?**
TLC Group Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Hand Benefits & Trust Company and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does TLC Group Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137814

**Does TLC Group Investment Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 16, 2026 says: "The Firm does not impose a minimum portfolio size or minimum annual fee."

**What changed in TLC Group Investment Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $146,945,782 to $168,352,529 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)

> The annual fee shall vary (between 0.50% and 2.00%) depending upon the market value of the assets under management and the type of investment management services to be rendered.

- Account minimum: None

> The Firm does not impose a minimum portfolio size or minimum annual fee.

- Minimum annual fee: None

> The Firm does not impose a minimum portfolio size or minimum annual fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Hand Benefits & Trust Company
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $168,352,529
- Discretionary: $116,761,702
- Non-discretionary: $51,590,827

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 159 | $48,056,899 |
| High net worth individuals | 27 | $63,711,744 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 19 | $55,848,274 |
| Charitable organizations | Fewer than 5 | $735,596 |
| Corporations or other businesses not listed above | Fewer than 5 | $16 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tlcgroupadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $122,704,145 | 6 | March 28, 2022 |
| October 2023 | $115,061,924 | 6 | March 21, 2023 |
| October 2024 | $135,619,869 | 6 | March 21, 2024 |
| October 2025 | $146,945,782 | 6 | March 12, 2025 |
| October 2026 | $168,352,529 | 6 | March 16, 2026 |

Regulatory assets under management: $122,704,145 in the October 2022 data and $168,352,529 in the October 2026 data, up 37%.
Total employees: 6 in October 2022 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $146,945,782 to $168,352,529 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TLC Group Investment Advisors, LLC (CRD 137814): Form ADV filing data as of October 2026.