{
  "crd_number": 167818,
  "slug": "tl-private-wealth-southlake-tx-167818",
  "primary_business_name": "TL PRIVATE WEALTH",
  "legal_name": "TL PRIVATE WEALTH LLC",
  "dbas": [],
  "city": "Southlake",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-04-21",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 364481906.0,
  "raum_discretionary": 364481906.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 52820442.0,
      "count": 144
    },
    "high_net_worth_individuals": {
      "raum": 311661464.0,
      "count": 125
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "GA",
    "LA",
    "NH",
    "OK",
    "TX"
  ],
  "websites": [
    "https://facebook.com",
    "https://linkedin.com",
    "https://tlwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167818",
  "city_as_filed": "SOUTHLAKE",
  "url": "https://advisorcensus.com/firm/tl-private-wealth-southlake-tx-167818",
  "display_name": "TL Private Wealth",
  "summary": "TL Private Wealth is an SEC-registered investment advisory firm in Southlake, TX, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. TL Private Wealth (CRD 167818): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is TL Private Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), TL Private Wealth reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does TL Private Wealth's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $1,000,000: 1.35% a year; $1,000,000 to $3,000,000: 0.9% a year; $3,000,000 to $5,000,000: 0.7% a year; $5,000,000 to $10,000,000: 0.6% a year; $10,000,000 to $20,000,000: 0.5% a year; Above $20,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is TL Private Wealth located?",
      "a": "TL Private Wealth's principal office is in Southlake, TX, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is TL Private Wealth registered with the SEC or a state?",
      "a": "TL Private Wealth is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 167818."
    },
    {
      "q": "How much does TL Private Wealth manage?",
      "a": "TL Private Wealth reports $364,481,906 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have TL Private Wealth's assets and staff changed since 2021?",
      "a": "In the Form ADV data for TL Private Wealth: Regulatory assets under management: $255,058,004 in the October 2021 data and $364,481,906 in the October 2026 data, up 43%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does TL Private Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (144); high net worth individuals (125)."
    },
    {
      "q": "Which custodians does TL Private Wealth use?",
      "a": "TL Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does TL Private Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167818"
    },
    {
      "q": "Does TL Private Wealth state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"There is an account minimum of $1,000,000, which may be waived by TLPW, based on the needs of the client and the complexity of the situation.\""
    },
    {
      "q": "What changed in TL Private Wealth's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $328,264,781 to $364,481,906 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 255058004.0,
      "total_employees": 5,
      "filing_date": "2021-07-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 282638789.0,
      "total_employees": 5,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 266809928.0,
      "total_employees": 4,
      "filing_date": "2023-08-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 311139891.0,
      "total_employees": 4,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 328264781.0,
      "total_employees": 5,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 364481906.0,
      "total_employees": 4,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $328,264,781 to $364,481,906 (+11%)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 4.",
        "Registered or notice-filed in CO."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.35%"
      },
      {
        "band": "$1,000,000 to $3,000,000",
        "rate": "0.9%"
      },
      {
        "band": "$3,000,000 to $5,000,000",
        "rate": "0.7%"
      },
      {
        "band": "$5,000,000 to $10,000,000",
        "rate": "0.6%"
      },
      {
        "band": "$10,000,000 to $20,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $20,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.35% a year",
          "$1,000,000 to $3,000,000: 0.9% a year",
          "$3,000,000 to $5,000,000: 0.7% a year",
          "$5,000,000 to $10,000,000: 0.6% a year",
          "$10,000,000 to $20,000,000: 0.5% a year",
          "Above $20,000,000: see the brochure"
        ],
        "quotes": [
          "Up to $1,000,000 1.35% Next $2,000,000 0.90% Next $2,000,000 0.70% Next $5,000,000 0.60% Next $10,000,000 0.50% Above $20,000,000 Negotiable"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "There is an account minimum of $1,000,000, which may be waived by TLPW, based on the needs of the client and the complexity of the situation."
        ]
      }
    ],
    "quotes": [
      "Up to $1,000,000 1.35% Next $2,000,000 0.90% Next $2,000,000 0.70% Next $5,000,000 0.60% Next $10,000,000 0.50% Above $20,000,000 Negotiable",
      "There is an account minimum of $1,000,000, which may be waived by TLPW, based on the needs of the client and the complexity of the situation."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tl-private-wealth-southlake-tx-167818.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 144,
      "fewer_than_5": false,
      "raum": 52820442.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 125,
      "fewer_than_5": false,
      "raum": 311661464.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167818",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}