{
  "crd_number": 122863,
  "slug": "tj-capital-holdings-llc-122863",
  "primary_business_name": "TJ CAPITAL HOLDINGS LLC",
  "legal_name": "TJ CAPITAL HOLDINGS LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2002-05-14",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-09-22",
  "carried_forward": false,
  "raum_total": 27661000.0,
  "raum_discretionary": 2394000.0,
  "raum_non_discretionary": 25267000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 291000.0,
      "count": 3
    },
    "high_net_worth_individuals": {
      "raum": 2370000.0,
      "count": 8
    },
    "corporations_other_businesses": {
      "raum": 25000000.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "NJ",
    "NY"
  ],
  "websites": [
    "https://tjcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122863",
  "disclosure_items": [
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    }
  ],
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/tj-capital-holdings-llc-122863",
  "display_name": "TJ Capital Holdings LLC",
  "summary": "TJ Capital Holdings LLC is a state-registered investment advisory firm, registered since 2002, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.",
  "citation": "AdvisorCensus. TJ Capital Holdings LLC (CRD 122863): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is TJ Capital Holdings LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), TJ Capital Holdings LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is TJ Capital Holdings LLC registered with the SEC or a state?",
      "a": "TJ Capital Holdings LLC is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 122863."
    },
    {
      "q": "How much does TJ Capital Holdings LLC manage?",
      "a": "TJ Capital Holdings LLC reports $27,661,000 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (9% discretionary)."
    },
    {
      "q": "What types of clients does TJ Capital Holdings LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (8); individuals (other than high net worth individuals) (3); corporations or other businesses not listed above (1)."
    },
    {
      "q": "Does TJ Capital Holdings LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122863"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/tj-capital-holdings-llc-122863.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 291000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 8,
      "fewer_than_5": false,
      "raum": 2370000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": false,
      "raum": 25000000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122863",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}