# Tiptree Advisors, LLC

> Tiptree Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 137758
- Filed as: TIPTREE ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137758
- AdvisorCensus page: https://advisorcensus.com/firm/tiptree-advisors-llc-new-york-ny-137758

## Quick answers

**How is Tiptree Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tiptree Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tiptree Advisors, LLC located?**
Tiptree Advisors, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Tiptree Advisors, LLC registered with the SEC or a state?**
Tiptree Advisors, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 137758.

**How much does Tiptree Advisors, LLC manage?**
Tiptree Advisors, LLC reports $2,310,843,145 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Tiptree Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Tiptree Advisors, LLC: Regulatory assets under management: $128,601,384 in the October 2021 data and $2,310,843,145 in the October 2026 data, up 1697%. Total employees: 6 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tiptree Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (17); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Tiptree Advisors, LLC use?**
Tiptree Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 5001 Kingsley DR. MD 1MOB2J and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does Tiptree Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137758

**What changed in Tiptree Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 12 to 13. Regulatory assets under management went from $2,015,785,273 to $2,310,843,145 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- 5001 Kingsley DR. MD 1MOB2J
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,310,843,145
- Discretionary: $2,310,843,145
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $513,218,606 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 17 | $1,797,624,539 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 13 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [tiptreeadvisors.com](https://tiptreeadvisors.com)
- LinkedIn @tiptree-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,601,384 | 6 | March 30, 2021 |
| October 2022 | $716,053,207 | 5 | March 30, 2022 |
| October 2023 | $928,721,284 | 5 | April 7, 2023 |
| October 2024 | $1,591,340,865 | 16 | March 29, 2024 |
| October 2025 | $2,015,785,273 | 13 | March 28, 2025 |
| October 2026 | $2,310,843,145 | 13 | March 31, 2026 |

Regulatory assets under management: $128,601,384 in the October 2021 data and $2,310,843,145 in the October 2026 data, up 1697%.
Total employees: 6 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 12 to 13.
- Regulatory assets under management went from $2,015,785,273 to $2,310,843,145 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tiptree Advisors, LLC (CRD 137758): Form ADV filing data as of October 2026.