{ "crd_number": 157298, "slug": "tinicum-incorporated-new-york-ny-157298", "primary_business_name": "TINICUM INCORPORATED", "legal_name": "TINICUM INCORPORATED", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-04-27", "carried_forward": false, "raum_total": 4228038258.0, "raum_discretionary": 4228038258.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 44, "advisory_employees": 31, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 16055857.0, "count": 9 }, "pooled_investment_vehicles": { "raum": 4211982401.0, "count": 6 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "CA", "NY", "TX" ], "websites": [ "https://linkedin.com/COMPANY/TINICUM", "https://linkedin.com/COMPANY/TINICUM-ENTERPRISES-INC", "https://tinicum.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157298", "disclosure_items": [ { "item": "11.H(1)(c)", "question": "Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/tinicum-incorporated-new-york-ny-157298", "display_name": "Tinicum Incorporated", "summary": "Tinicum Incorporated is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 27, 2026.", "citation": "AdvisorCensus. Tinicum Incorporated (CRD 157298): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Tinicum Incorporated compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tinicum Incorporated reports these compensation arrangements: a percentage of assets under its management; other." }, { "q": "How much does Tinicum Incorporated charge?", "a": "Its Form ADV Part 2A brochure dated April 27, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Tinicum Incorporated located?", "a": "Tinicum Incorporated's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is Tinicum Incorporated registered with the SEC or a state?", "a": "Tinicum Incorporated is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157298." }, { "q": "How much does Tinicum Incorporated manage?", "a": "Tinicum Incorporated reports $4,228,038,258 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary)." }, { "q": "How have Tinicum Incorporated's assets and staff changed since 2021?", "a": "In the Form ADV data for Tinicum Incorporated: Regulatory assets under management: $2,283,900,281 in the October 2021 data and $4,228,038,258 in the October 2026 data, up 85%. Total employees: 32 in October 2021 and 44 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Tinicum Incorporated serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (9); pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Which custodians does Tinicum Incorporated use?", "a": "Tinicum Incorporated's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Tinicum Incorporated report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157298" }, { "q": "What changed in Tinicum Incorporated's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $3,848,311,219 to $4,389,991,391 (+14%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2283900281.0, "total_employees": 32, "filing_date": "2021-04-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2930161374.0, "total_employees": 34, "filing_date": "2022-04-26" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3662905779.0, "total_employees": 39, "filing_date": "2023-04-25" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3635178950.0, "total_employees": 40, "filing_date": "2024-05-06" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3848311219.0, "total_employees": 46, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4228038258.0, "total_employees": 44, "filing_date": "2026-04-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $3,848,311,219 to $4,389,991,391 (+14%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated April 27, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "1% to 2% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1% to 2% a year (a range, as the brochure states it)" ], "quotes": [ "The Management Fees for the Funds generally range between 1% and 2% per annum." ] } ], "values": { "tiers": [], "range_pct": [ 1.0, 2.0 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The Management Fees for the Funds generally range between 1% and 2% per annum." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "J.P. Morgan Securities LLC", "name_as_filed": "J.P. MORGAN SECURITIES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/tinicum-incorporated-new-york-ny-157298.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 9, "fewer_than_5": false, "raum": 16055857.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 4211982401.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157298", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }