# Tingey Financial Group Inc.

> Tingey Financial Group Inc. is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 334198
- Filed as: TINGEY FINANCIAL GROUP INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334198
- AdvisorCensus page: https://advisorcensus.com/firm/tingey-financial-group-inc-334198

## Quick answers

**How is Tingey Financial Group Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Tingey Financial Group Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Tingey Financial Group Inc. charge?**
Its Form ADV Part 2A brochure dated May 11, 2026 states: Hourly rate: $295 an hour (general consulting services other than the basic investment management…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Tingey Financial Group Inc. registered with the SEC or a state?**
Tingey Financial Group Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 334198.

**How much does Tingey Financial Group Inc. manage?**
Tingey Financial Group Inc. reports $257,028,031 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (100% discretionary).

**What types of clients does Tingey Financial Group Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (83); individuals (other than high net worth individuals) (67).

**Which custodians does Tingey Financial Group Inc. use?**
Tingey Financial Group Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Tingey Financial Group Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334198

**What changed in Tingey Financial Group Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated May 11, 2026)

- Hourly rate: $295 an hour (general consulting services other than the basic investment management…)

> Fees for general consulting services other than the basic investment management services described above, including expert witness services, may be billed at a rate of $295.00 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $257,028,031
- Discretionary: $257,028,031
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $8,537,503 |
| High net worth individuals | 83 | $229,066,257 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $31,012 |
| Charitable organizations | Fewer than 5 | $4,556,293 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | Fewer than 5 | $3,254,574 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $11,582,392 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tingey Financial Group Inc. (CRD 334198): Form ADV filing data as of October 2026.