# Timothy J. Ellis, Inc.

> Timothy J. Ellis, Inc. is an SEC-registered investment advisory firm, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 28, 2024.

- CRD: 126188
- Filed as: TIMOTHY J. ELLIS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 28, 2024
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126188
- AdvisorCensus page: https://advisorcensus.com/firm/timothy-j-ellis-inc-126188

## Quick answers

**How is Timothy J. Ellis, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Timothy J. Ellis, Inc. reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Timothy J. Ellis, Inc. registered with the SEC or a state?**
Timothy J. Ellis, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 126188.

**How much does Timothy J. Ellis, Inc. manage?**
Timothy J. Ellis, Inc. reports $87,238,028 in regulatory assets under management in its Form ADV filing dated March 28, 2024 (100% discretionary).

**How have Timothy J. Ellis, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Timothy J. Ellis, Inc.: Regulatory assets under management: $96,323,708 in the October 2021 data and $87,238,028 in the October 2026 data, down 9%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Timothy J. Ellis, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200).

**Does Timothy J. Ellis, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126188

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $87,238,028
- Discretionary: $87,168,061
- Non-discretionary: $69,967

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 200 | $87,238,028 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $96,323,708 | 1 | February 17, 2021 |
| October 2022 | $114,219,103 | 1 | March 23, 2022 |
| October 2023 | $95,673,349 | 1 | March 31, 2023 |
| October 2024 | $87,238,028 | 1 | March 28, 2024 |
| October 2025 | $87,238,028 | 1 | March 28, 2024 |
| October 2026 | $87,238,028 | 1 | March 28, 2024 |

Regulatory assets under management: $96,323,708 in the October 2021 data and $87,238,028 in the October 2026 data, down 9%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Timothy J. Ellis, Inc. (CRD 126188): Form ADV filing data as of October 2026.