{
  "crd_number": 126188,
  "slug": "timothy-j-ellis-inc-126188",
  "primary_business_name": "TIMOTHY J. ELLIS, INC.",
  "legal_name": "TIMOTHY J. ELLIS, INC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-11-07",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2024-03-28",
  "carried_forward": false,
  "raum_total": 87238028.0,
  "raum_discretionary": 87168061.0,
  "raum_non_discretionary": 69967.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 87238028.0,
      "count": 200
    }
  },
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126188",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/timothy-j-ellis-inc-126188",
  "display_name": "Timothy J. Ellis, Inc.",
  "summary": "Timothy J. Ellis, Inc. is an SEC-registered investment advisory firm, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 28, 2024.",
  "citation": "AdvisorCensus. Timothy J. Ellis, Inc. (CRD 126188): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Timothy J. Ellis, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Timothy J. Ellis, Inc. reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Timothy J. Ellis, Inc. registered with the SEC or a state?",
      "a": "Timothy J. Ellis, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 126188."
    },
    {
      "q": "How much does Timothy J. Ellis, Inc. manage?",
      "a": "Timothy J. Ellis, Inc. reports $87,238,028 in regulatory assets under management in its Form ADV filing dated March 28, 2024 (100% discretionary)."
    },
    {
      "q": "How have Timothy J. Ellis, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Timothy J. Ellis, Inc.: Regulatory assets under management: $96,323,708 in the October 2021 data and $87,238,028 in the October 2026 data, down 9%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Timothy J. Ellis, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200)."
    },
    {
      "q": "Does Timothy J. Ellis, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126188"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 96323708.0,
      "total_employees": 1,
      "filing_date": "2021-02-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 114219103.0,
      "total_employees": 1,
      "filing_date": "2022-03-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 95673349.0,
      "total_employees": 1,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 87238028.0,
      "total_employees": 1,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 87238028.0,
      "total_employees": 1,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 87238028.0,
      "total_employees": 1,
      "filing_date": "2024-03-28"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/timothy-j-ellis-inc-126188.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 200,
      "fewer_than_5": false,
      "raum": 87238028.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126188",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}