{ "crd_number": 154717, "slug": "tigress-financial-partners-llc-new-york-ny-154717", "primary_business_name": "TIGRESS FINANCIAL PARTNERS LLC", "legal_name": "TIGRESS FINANCIAL PARTNERS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-07-02", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 12832863.0, "raum_discretionary": 12832863.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 5, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 12577021.0, "count": 14 }, "corporations_other_businesses": { "raum": 255842.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 1, "states_registered": [ "FL" ], "websites": [ "https://tigressfi.com", "https://tigressfinancialintelligence.com", "https://tigressfinancialpartners.com", "https://tigressfp.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154717", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/tigress-financial-partners-llc-new-york-ny-154717", "display_name": "Tigress Financial Partners LLC", "summary": "Tigress Financial Partners LLC is a state-registered investment advisory firm in New York, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Tigress Financial Partners LLC (CRD 154717): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Tigress Financial Partners LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tigress Financial Partners LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Tigress Financial Partners LLC located?", "a": "Tigress Financial Partners LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Tigress Financial Partners LLC registered with the SEC or a state?", "a": "Tigress Financial Partners LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 154717." }, { "q": "How much does Tigress Financial Partners LLC manage?", "a": "Tigress Financial Partners LLC reports $12,832,863 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Tigress Financial Partners LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Tigress Financial Partners LLC: Regulatory assets under management: $28,900,000 in the October 2021 data and $12,832,863 in the October 2026 data, down 56%. Total employees: 14 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Tigress Financial Partners LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (14); corporations or other businesses not listed above (1)." }, { "q": "Does Tigress Financial Partners LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154717" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 28900000.0, "total_employees": 14, "filing_date": "2021-04-05" }, { "period": "2022-10-01", "regulatory_assets_under_management": 28762601.0, "total_employees": 14, "filing_date": "2022-04-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6887353.0, "total_employees": 5, "filing_date": "2023-06-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 12832863.0, "total_employees": 5, "filing_date": "2026-03-25" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/tigress-financial-partners-llc-new-york-ny-154717.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 14, "fewer_than_5": false, "raum": 12577021.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": false, "raum": 255842.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154717", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }