# Tiercel Capital Texas LLC

> Tiercel Capital Texas LLC is a state-registered investment advisory firm in Houston, TX, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 171921
- Filed as: TIERCEL CAPITAL TEXAS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/171921
- AdvisorCensus page: https://advisorcensus.com/firm/tiercel-capital-texas-llc-houston-tx-171921

## Quick answers

**How is Tiercel Capital Texas LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tiercel Capital Texas LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tiercel Capital Texas LLC located?**
Tiercel Capital Texas LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Tiercel Capital Texas LLC registered with the SEC or a state?**
Tiercel Capital Texas LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 171921.

**How much does Tiercel Capital Texas LLC manage?**
Tiercel Capital Texas LLC reports $14,000,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (85% discretionary).

**What types of clients does Tiercel Capital Texas LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (14); individuals (other than high net worth individuals) (7).

**Does Tiercel Capital Texas LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/171921

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $14,000,000
- Discretionary: $11,900,000
- Non-discretionary: $2,100,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $500,000 |
| High net worth individuals | 14 | $13,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @romackay

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tiercel Capital Texas LLC (CRD 171921): Form ADV filing data as of October 2026.