{
  "crd_number": 335808,
  "slug": "ticino-wealth-mission-viejo-ca-335808",
  "primary_business_name": "TICINO WEALTH",
  "legal_name": "TICINO WEALTH LLC",
  "dbas": [],
  "city": "Mission Viejo",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-06-23",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-06-18",
  "carried_forward": false,
  "raum_total": 400242629.0,
  "raum_discretionary": 357716131.0,
  "raum_non_discretionary": 42526498.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 83661077.0,
      "count": 177
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 316581552.0,
      "count": 119
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "IA",
    "ID",
    "LA",
    "NC",
    "SC",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://facebook.com/people/Ticino-Wealth/61581365155569",
    "https://instagram.com/ticinowealth",
    "https://linkedin.com/company/ticino-wealth",
    "https://ticinowealth.com",
    "https://youtube.com/@ticinowealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335808",
  "city_as_filed": "MISSION VIEJO",
  "url": "https://advisorcensus.com/firm/ticino-wealth-mission-viejo-ca-335808",
  "display_name": "Ticino Wealth",
  "summary": "Ticino Wealth is an SEC-registered investment advisory firm in Mission Viejo, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.",
  "citation": "AdvisorCensus. Ticino Wealth (CRD 335808): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Ticino Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Ticino Wealth reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Ticino Wealth charge?",
      "a": "Its Form ADV Part 2A brochure dated June 18, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Ticino Wealth located?",
      "a": "Ticino Wealth's principal office is in Mission Viejo, CA, according to its Form ADV."
    },
    {
      "q": "Is Ticino Wealth registered with the SEC or a state?",
      "a": "Ticino Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335808."
    },
    {
      "q": "How much does Ticino Wealth manage?",
      "a": "Ticino Wealth reports $400,242,629 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (89% discretionary)."
    },
    {
      "q": "How have Ticino Wealth's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Ticino Wealth: Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Ticino Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (177); high net worth individuals (119)."
    },
    {
      "q": "Which custodians does Ticino Wealth use?",
      "a": "Ticino Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Ticino Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335808"
    },
    {
      "q": "Does Ticino Wealth state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 18, 2026 says: \"An initial investment of at least $250,000 per household is generally required for investment advisory services. Ticino Wealth does not have an ongoing minimum account size. In our sole discretion, we may waive this minimum based on a client’s particular circumstances.\""
    },
    {
      "q": "What changed in Ticino Wealth's recent Form ADV filings?",
      "a": "In the December 2025 filing data: Registered or notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 4,
      "filing_date": "2025-05-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 400242629.0,
      "total_employees": 4,
      "filing_date": "2026-06-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 18, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Ticino Wealth offers investment and wealth management for an annual fee based on the amount of assets under the firm’s management/advisement. ... The maximum fee rate for new clients is as follows: Maximum Annual Advisory Fee 1.5%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "An initial investment of at least $250,000 per household is generally required for investment advisory services. Ticino Wealth does not have an ongoing minimum account size. In our sole discretion, we may waive this minimum based on a client’s particular circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Ticino Wealth offers investment and wealth management for an annual fee based on the amount of assets under the firm’s management/advisement. ... The maximum fee rate for new clients is as follows: Maximum Annual Advisory Fee 1.5%",
      "An initial investment of at least $250,000 per household is generally required for investment advisory services. Ticino Wealth does not have an ongoing minimum account size. In our sole discretion, we may waive this minimum based on a client’s particular circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ticino-wealth-mission-viejo-ca-335808.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 177,
      "fewer_than_5": false,
      "raum": 83661077.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 119,
      "fewer_than_5": false,
      "raum": 316581552.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335808",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}