# TIAA Wealth Investment Management LLC

> TIAA Wealth Investment Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated August 17, 2026.

- CRD: 334925
- Filed as: TIAA WEALTH INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334925
- AdvisorCensus page: https://advisorcensus.com/firm/tiaa-wealth-investment-management-llc-new-york-ny-334925

## Quick answers

**How is TIAA Wealth Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TIAA Wealth Investment Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is TIAA Wealth Investment Management LLC located?**
TIAA Wealth Investment Management LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is TIAA Wealth Investment Management LLC registered with the SEC or a state?**
TIAA Wealth Investment Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334925.

**How have TIAA Wealth Investment Management LLC's assets and staff changed since 2025?**
In the Form ADV data for TIAA Wealth Investment Management LLC: Total employees: 2 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does TIAA Wealth Investment Management LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334925

**What changed in TIAA Wealth Investment Management LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334925

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Charlotte, NC

### Websites listed on Form ADV (Item 1.I)
- [tiaa.org](https://tiaa.org)
- Facebook @TIAA
- Instagram @tiaa
- LinkedIn @tiaa
- TikTok @tiaa
- X @tiaa
- X @tiaa
- YouTube @+tiaa
- YouTube @tiaa

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 2 | March 10, 2025 |
| October 2026 | Not reported | 5 | August 17, 2026 |

Total employees: 2 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TIAA Wealth Investment Management LLC (CRD 334925): Form ADV filing data as of October 2026.