{
  "crd_number": 107168,
  "slug": "tiaa-cref-investment-management-llc-new-york-ny-107168",
  "primary_business_name": "TIAA-CREF INVESTMENT MANAGEMENT LLC",
  "legal_name": "TIAA-CREF INVESTMENT MANAGEMENT LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1990-12-31",
  "years_registered": 35,
  "period": "2026-10-01",
  "filing_date": "2026-03-28",
  "carried_forward": false,
  "raum_total": 292128789601.0,
  "raum_discretionary": 292128789601.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 383,
  "advisory_employees": 296,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 292128789601.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [],
  "websites": [
    "https://facebook.com/nuveeninvestments",
    "https://facebook.com/tiaa",
    "https://instagram.com/nuveeninv",
    "https://instagram.com/tiaa",
    "https://linkedin.com/company/nuveen",
    "https://linkedin.com/company/tiaa",
    "https://nuveen.com",
    "https://tiaa.org",
    "https://tiktok.com/@Nuveen",
    "https://tiktok.com/@Tiaa",
    "https://x.com/nuveeninv",
    "https://x.com/tiaa",
    "https://youtube.com/c/+tiaa",
    "https://youtube.com/user/nuveenInvestments"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107168",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/tiaa-cref-investment-management-llc-new-york-ny-107168",
  "display_name": "TIAA-CREF Investment Management LLC",
  "summary": "TIAA-CREF Investment Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1990, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 28, 2026.",
  "citation": "AdvisorCensus. TIAA-CREF Investment Management LLC (CRD 107168): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is TIAA-CREF Investment Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), TIAA-CREF Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is TIAA-CREF Investment Management LLC located?",
      "a": "TIAA-CREF Investment Management LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 11 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is TIAA-CREF Investment Management LLC registered with the SEC or a state?",
      "a": "TIAA-CREF Investment Management LLC is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 107168."
    },
    {
      "q": "How much does TIAA-CREF Investment Management LLC manage?",
      "a": "TIAA-CREF Investment Management LLC reports $292,128,789,601 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary)."
    },
    {
      "q": "How have TIAA-CREF Investment Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for TIAA-CREF Investment Management LLC: Regulatory assets under management: $264,142,621,713 in the October 2021 data and $292,128,789,601 in the October 2026 data, up 11%. Total employees: 350 in October 2021 and 383 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does TIAA-CREF Investment Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (8)."
    },
    {
      "q": "Does TIAA-CREF Investment Management LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107168"
    },
    {
      "q": "Does TIAA-CREF Investment Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 28, 2026 says: \"The accounts have no minimum account size requirements.\""
    },
    {
      "q": "What changed in TIAA-CREF Investment Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 299 to 296. Changed its office addresses in Clayton, MO. Changed its office addresses in Minneapolis, MN. Changed its office addresses in Newport Beach, CA. Changed its office addresses in San Francisco, CA. Added an office in Naples, FL. No longer lists an office in Portland, OR. No longer lists an office in Princeton, NJ. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 264142621713.0,
      "total_employees": 350,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 283150525964.0,
      "total_employees": 344,
      "filing_date": "2022-08-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 215384349404.0,
      "total_employees": 407,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 249860425244.0,
      "total_employees": 398,
      "filing_date": "2024-07-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 271411977964.0,
      "total_employees": 374,
      "filing_date": "2025-05-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 292128789601.0,
      "total_employees": 383,
      "filing_date": "2026-03-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 299 to 296.",
        "Changed its office addresses in Clayton, MO.",
        "Changed its office addresses in Minneapolis, MN.",
        "Changed its office addresses in Newport Beach, CA.",
        "Changed its office addresses in San Francisco, CA.",
        "Added an office in Naples, FL.",
        "No longer lists an office in Portland, OR.",
        "No longer lists an office in Princeton, NJ.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 28, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The accounts have no minimum account size requirements."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The accounts have no minimum account size requirements."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/tiaa-cref-investment-management-llc-new-york-ny-107168.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 8,
      "fewer_than_5": false,
      "raum": 292128789601.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107168",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
