# Throckmorton Advisors, LLC

> Throckmorton Advisors, LLC is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 334589
- Filed as: THROCKMORTON ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Georgia
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334589
- AdvisorCensus page: https://advisorcensus.com/firm/throckmorton-advisors-llc-334589

## Quick answers

**How is Throckmorton Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Throckmorton Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**Is Throckmorton Advisors, LLC registered with the SEC or a state?**
Throckmorton Advisors, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334589.

**How much does Throckmorton Advisors, LLC manage?**
Throckmorton Advisors, LLC reports $584,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**Does Throckmorton Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334589

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $584,000
- Discretionary: $584,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $584,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Throckmorton Advisors, LLC (CRD 334589): Form ADV filing data as of October 2026.