# Three Sigma Capital, LLC

> Three Sigma Capital, LLC is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 154013
- Filed as: THREE SIGMA CAPITAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154013
- AdvisorCensus page: https://advisorcensus.com/firm/three-sigma-capital-llc-154013

## Quick answers

**How is Three Sigma Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Three Sigma Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Three Sigma Capital, LLC registered with the SEC or a state?**
Three Sigma Capital, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 154013.

**How much does Three Sigma Capital, LLC manage?**
Three Sigma Capital, LLC reports $4,706,364 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Three Sigma Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Three Sigma Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154013

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $4,706,364
- Discretionary: $4,706,364
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $834,594 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $3,871,770 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Three Sigma Capital, LLC (CRD 154013): Form ADV filing data as of October 2026.