# Three Seasons Wealth

> Three Seasons Wealth is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 326517
- Filed as: THREE SEASONS WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326517
- AdvisorCensus page: https://advisorcensus.com/firm/three-seasons-wealth-salt-lake-city-ut-326517

## Quick answers

**How is Three Seasons Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Three Seasons Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Three Seasons Wealth charge?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Flat fee: up to $20,000 a year (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Three Seasons Wealth located?**
Three Seasons Wealth's principal office is in Salt Lake City, UT, according to its Form ADV.

**Is Three Seasons Wealth registered with the SEC or a state?**
Three Seasons Wealth is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326517.

**How much does Three Seasons Wealth manage?**
Three Seasons Wealth reports $1,233,841,276 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (97% discretionary).

**How have Three Seasons Wealth's assets and staff changed since 2023?**
In the Form ADV data for Three Seasons Wealth: Regulatory assets under management: $237,730,570 in the October 2023 data and $1,233,841,276 in the October 2026 data, up 419%. Total employees: 5 in October 2023 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Three Seasons Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (235); high net worth individuals (137); corporations or other businesses not listed above (18).

**Which custodians does Three Seasons Wealth use?**
Three Seasons Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Three Seasons Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326517

**What changed in Three Seasons Wealth's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $361,708,421 to $1,233,841,276 (+241%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Flat fee: up to $20,000 a year (financial planning and/or consulting services)

> Fees for financial planning and/or consulting services are billed, in advance, at a fixed rate or on an asset-based basis. There is no minimum fee required for financial planning or consulting services; however financial planning and consulting fees shall generally not exceed $20,000 annually.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,233,841,276
- Discretionary: $1,202,679,963
- Non-discretionary: $31,161,313

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 235 | $53,234,343 |
| High net worth individuals | 137 | $1,172,649,889 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $509,257 |
| Charitable organizations | Fewer than 5 | $995,933 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 18 | $6,451,854 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 14 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, ID, IL, NV, TX, UT, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- threeseasonswealth.com
- LinkedIn @three-seasons-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $237,730,570 | 5 | September 11, 2023 |
| October 2024 | $249,967,762 | 8 | June 3, 2024 |
| October 2025 | $361,708,421 | 7 | July 30, 2025 |
| October 2026 | $1,233,841,276 | 14 | March 10, 2026 |

Regulatory assets under management: $237,730,570 in the October 2023 data and $1,233,841,276 in the October 2026 data, up 419%.
Total employees: 5 in October 2023 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $361,708,421 to $1,233,841,276 (+241%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Three Seasons Wealth (CRD 326517): Form ADV filing data as of October 2026.