# Three Lakes Advisors, Inc.

> Three Lakes Advisors, Inc. is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 110103
- Filed as: THREE LAKES ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Connecticut
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/110103
- AdvisorCensus page: https://advisorcensus.com/firm/three-lakes-advisors-inc-110103

## Quick answers

**How is Three Lakes Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Three Lakes Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Is Three Lakes Advisors, Inc. registered with the SEC or a state?**
Three Lakes Advisors, Inc. is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 110103.

**How much does Three Lakes Advisors, Inc. manage?**
Three Lakes Advisors, Inc. reports $19,879,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Three Lakes Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4); high net worth individuals (4); other (1).

**Does Three Lakes Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110103

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $19,879,000
- Discretionary: $19,879,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $2,456,100 |
| High net worth individuals | 4 | $14,115,800 |
| Other | 1 | $3,307,100 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Three Lakes Advisors, Inc. (CRD 110103): Form ADV filing data as of October 2026.