{
  "crd_number": 174865,
  "slug": "threadgill-financial-llc-the-woodlands-tx-174865",
  "primary_business_name": "THREADGILL FINANCIAL, LLC",
  "legal_name": "THREADGILL FINANCIAL, LLC",
  "dbas": [],
  "city": "The Woodlands",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-02-22",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-07-31",
  "carried_forward": false,
  "raum_total": 399419091.0,
  "raum_discretionary": 399419091.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 93772838.0,
      "count": 235
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 305646253.0,
      "count": 146
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://threadgillfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174865",
  "city_as_filed": "THE WOODLANDS",
  "url": "https://advisorcensus.com/firm/threadgill-financial-llc-the-woodlands-tx-174865",
  "display_name": "Threadgill Financial, LLC",
  "summary": "Threadgill Financial, LLC is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 31, 2026.",
  "citation": "AdvisorCensus. Threadgill Financial, LLC (CRD 174865): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Threadgill Financial, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Threadgill Financial, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Threadgill Financial, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 31, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $10,000,000: 0.8% a year; $10,000,000 to $20,000,000: 0.5% a year; $20,000,000 to $40,000,000: 0.25% a year; Above $40,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Threadgill Financial, LLC located?",
      "a": "Threadgill Financial, LLC's principal office is in The Woodlands, TX, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Threadgill Financial, LLC registered with the SEC or a state?",
      "a": "Threadgill Financial, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 174865."
    },
    {
      "q": "How much does Threadgill Financial, LLC manage?",
      "a": "Threadgill Financial, LLC reports $399,419,091 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Threadgill Financial, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Threadgill Financial, LLC: Regulatory assets under management: $255,300,000 in the October 2021 data and $399,419,091 in the October 2026 data, up 56%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Threadgill Financial, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (235); high net worth individuals (146)."
    },
    {
      "q": "Which custodians does Threadgill Financial, LLC use?",
      "a": "Threadgill Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Threadgill Financial, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174865"
    },
    {
      "q": "Does Threadgill Financial, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 31, 2026 says: \"Our minimum account opening balance is $500,000 which may be negotiable based upon certain circumstances.\""
    },
    {
      "q": "What changed in Threadgill Financial, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 255300000.0,
      "total_employees": 2,
      "filing_date": "2021-09-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 298485287.0,
      "total_employees": 2,
      "filing_date": "2022-01-18"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 283898008.0,
      "total_employees": 2,
      "filing_date": "2023-01-04"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 325004192.0,
      "total_employees": 3,
      "filing_date": "2024-08-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 376136246.0,
      "total_employees": 2,
      "filing_date": "2025-02-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 399419091.0,
      "total_employees": 3,
      "filing_date": "2026-07-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $10,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$10,000,000 to $20,000,000",
        "rate": "0.5%"
      },
      {
        "band": "$20,000,000 to $40,000,000",
        "rate": "0.25%"
      },
      {
        "band": "Above $40,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,000 to $10,000,000: 0.8% a year",
          "$10,000,000 to $20,000,000: 0.5% a year",
          "$20,000,000 to $40,000,000: 0.25% a year",
          "Above $40,000,000: see the brochure"
        ],
        "quotes": [
          "1% Under $1 Million  0.80% 1-$10 Million  0.50% Next $10 Million  0.25% Next $20 Million",
          "The fee listed above is the annual cost. Fees are billed quarterly in arrears and are calculated based on account balances for the preceding quarter.",
          "The fee shown above is an annual fee and may be negotiable based upon certain circumstances."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our minimum account opening balance is $500,000 which may be negotiable based upon certain circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000000.0,
          "max": 10000000.0,
          "rate_pct": 0.8
        },
        {
          "min": 10000000.0,
          "max": 20000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 20000000.0,
          "max": 40000000.0,
          "rate_pct": 0.25
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "1% Under $1 Million  0.80% 1-$10 Million  0.50% Next $10 Million  0.25% Next $20 Million",
      "The fee listed above is the annual cost. Fees are billed quarterly in arrears and are calculated based on account balances for the preceding quarter.",
      "The fee shown above is an annual fee and may be negotiable based upon certain circumstances.",
      "Our minimum account opening balance is $500,000 which may be negotiable based upon certain circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/threadgill-financial-llc-the-woodlands-tx-174865.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 235,
      "fewer_than_5": false,
      "raum": 93772838.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 146,
      "fewer_than_5": false,
      "raum": 305646253.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174865",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}