{
  "crd_number": 105726,
  "slug": "thompson-siegel-and-walmsley-llc-richmond-va-105726",
  "primary_business_name": "THOMPSON SIEGEL & WALMSLEY LLC",
  "legal_name": "THOMPSON SIEGEL & WALMSLEY LLC",
  "dbas": [],
  "city": "Richmond",
  "state": "VA",
  "country": "United States",
  "cbsa_code": "40060",
  "metro": {
    "cbsa_code": "40060",
    "common_name": "Richmond",
    "msa_name": "Richmond, VA",
    "path": "/advisors/va/richmond"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1970-01-17",
  "years_registered": 56,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": 21146500000.0,
  "raum_discretionary": 19942900000.0,
  "raum_non_discretionary": 1203600000.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 63,
  "advisory_employees": 31,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 943500000.0,
      "count": 7,
      "description": "WRAP PROGRAMS"
    },
    "charitable": {
      "raum": 182500000.0,
      "count": 24
    },
    "individuals": {
      "raum": 467000000.0,
      "count": 156
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 3522400000.0,
      "count": 9
    },
    "insurance_companies": {
      "raum": 363100000.0,
      "count": 4
    },
    "investment_companies": {
      "raum": 11127700000.0,
      "count": 14
    },
    "pension_profit_sharing": {
      "raum": 1262200000.0,
      "count": 14
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 703800000.0,
      "count": 60
    },
    "pooled_investment_vehicles": {
      "raum": 2571900000.0,
      "count": 14
    },
    "corporations_other_businesses": {
      "raum": 2400000.0,
      "count": null,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/THOMPSON-SIEGEL-&-WALMSLEY"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105726",
  "city_as_filed": "RICHMOND",
  "url": "https://advisorcensus.com/firm/thompson-siegel-and-walmsley-llc-richmond-va-105726",
  "display_name": "Thompson Siegel & Walmsley LLC",
  "summary": "Thompson Siegel & Walmsley LLC is an SEC-registered investment advisory firm in Richmond, VA, registered since 1970, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Thompson Siegel & Walmsley LLC (CRD 105726): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Thompson Siegel & Walmsley LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Thompson Siegel & Walmsley LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Thompson Siegel & Walmsley LLC located?",
      "a": "Thompson Siegel & Walmsley LLC's principal office is in Richmond, VA, according to its Form ADV."
    },
    {
      "q": "Is Thompson Siegel & Walmsley LLC registered with the SEC or a state?",
      "a": "Thompson Siegel & Walmsley LLC is an SEC-registered investment advisory firm, registered since 1970. Status as filed: Approved. CRD 105726."
    },
    {
      "q": "How much does Thompson Siegel & Walmsley LLC manage?",
      "a": "Thompson Siegel & Walmsley LLC reports $21,146,500,000 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (94% discretionary)."
    },
    {
      "q": "How have Thompson Siegel & Walmsley LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Thompson Siegel & Walmsley LLC: Regulatory assets under management: $22,328,500,000 in the October 2021 data and $21,146,500,000 in the October 2026 data, down 5%. Total employees: 74 in October 2021 and 63 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Thompson Siegel & Walmsley LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (60); charitable organizations (24)."
    },
    {
      "q": "Which custodians does Thompson Siegel & Walmsley LLC use?",
      "a": "Thompson Siegel & Walmsley LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, Charles Schwab & Co., Inc. and Northern Trust Company as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Thompson Siegel & Walmsley LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105726"
    },
    {
      "q": "What changed in Thompson Siegel & Walmsley LLC's recent Form ADV filings?",
      "a": "In the January 2026 filing data: Employees performing advisory functions went from 32 to 31."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 22328500000.0,
      "total_employees": 74,
      "filing_date": "2021-08-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 23876800000.0,
      "total_employees": 70,
      "filing_date": "2022-04-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 17550000000.0,
      "total_employees": 67,
      "filing_date": "2023-08-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 19056700000.0,
      "total_employees": 67,
      "filing_date": "2024-09-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 20812400000.0,
      "total_employees": 68,
      "filing_date": "2025-05-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 21146500000.0,
      "total_employees": 63,
      "filing_date": "2026-04-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Employees performing advisory functions went from 32 to 31."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "BNY Mellon",
      "name_as_filed": "BNY MELLON",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Northern Trust Company",
      "name_as_filed": "NORTHERN TRUST COMPANY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/thompson-siegel-and-walmsley-llc-richmond-va-105726.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 156,
      "fewer_than_5": false,
      "raum": 467000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 60,
      "fewer_than_5": false,
      "raum": 703800000.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 14,
      "fewer_than_5": false,
      "raum": 11127700000.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 14,
      "fewer_than_5": false,
      "raum": 2571900000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 14,
      "fewer_than_5": false,
      "raum": 1262200000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 24,
      "fewer_than_5": false,
      "raum": 182500000.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 3522400000.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 4,
      "fewer_than_5": false,
      "raum": 363100000.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 2400000.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 7,
      "fewer_than_5": false,
      "raum": 943500000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105726",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}