# Thompson Financial Transitions Inc.

> Thompson Financial Transitions Inc. is a state-registered investment advisory firm in White Bear Lake, MN, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.

- CRD: 322562
- Filed as: THOMPSON FINANCIAL TRANSITIONS INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: White Bear Lake, MN
- Filing period: October 2026
- Form ADV filing dated: April 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322562
- AdvisorCensus page: https://advisorcensus.com/firm/thompson-financial-transitions-inc-white-bear-lake-mn-322562

## Quick answers

**How is Thompson Financial Transitions Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Thompson Financial Transitions Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Thompson Financial Transitions Inc. located?**
Thompson Financial Transitions Inc.'s principal office is in White Bear Lake, MN, according to its Form ADV.

**Is Thompson Financial Transitions Inc. registered with the SEC or a state?**
Thompson Financial Transitions Inc. is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 322562.

**How much does Thompson Financial Transitions Inc. manage?**
Thompson Financial Transitions Inc. reports $46,547,548 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary).

**What types of clients does Thompson Financial Transitions Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (118); high net worth individuals (11).

**Does Thompson Financial Transitions Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322562

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $46,547,548
- Discretionary: $46,547,548
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 118 | $24,993,172 |
| High net worth individuals | 11 | $21,554,376 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN, OK, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [thompsonfinancialtransitions.com](https://thompsonfinancialtransitions.com)
- Facebook @thompsonfinancialtransitions
- LinkedIn @trey-thompson-b590ab4a

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Thompson Financial Transitions Inc. (CRD 322562): Form ADV filing data as of October 2026.