# Thompson Capital Management, LLC

> Thompson Capital Management, LLC is a state-registered investment advisory firm, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 168773
- Filed as: THOMPSON CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Pennsylvania
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168773
- AdvisorCensus page: https://advisorcensus.com/firm/thompson-capital-management-llc-168773

## Quick answers

**How is Thompson Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Thompson Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is Thompson Capital Management, LLC registered with the SEC or a state?**
Thompson Capital Management, LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 168773.

**How much does Thompson Capital Management, LLC manage?**
Thompson Capital Management, LLC reports $110,000 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary).

**Does Thompson Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168773

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $110,000
- Discretionary: $110,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $110,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Thompson Capital Management, LLC (CRD 168773): Form ADV filing data as of October 2026.