{
  "crd_number": 135245,
  "slug": "thomas-seaman-company-laguna-beach-ca-135245",
  "primary_business_name": "THOMAS SEAMAN COMPANY",
  "legal_name": "THOMAS SEAMAN COMPANY",
  "dbas": [],
  "city": "Laguna Beach",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-04-18",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-05-28",
  "carried_forward": false,
  "raum_total": 66674325.0,
  "raum_discretionary": 66674325.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 17596902.0,
      "count": 54
    },
    "high_net_worth_individuals": {
      "raum": 49077423.0,
      "count": 12
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "IL"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135245",
  "disclosure_items": [
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "LAGUNA BEACH",
  "url": "https://advisorcensus.com/firm/thomas-seaman-company-laguna-beach-ca-135245",
  "display_name": "Thomas Seaman Company",
  "summary": "Thomas Seaman Company is a state-registered investment advisory firm in Laguna Beach, CA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.",
  "citation": "AdvisorCensus. Thomas Seaman Company (CRD 135245): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Thomas Seaman Company compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Thomas Seaman Company reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Thomas Seaman Company located?",
      "a": "Thomas Seaman Company's principal office is in Laguna Beach, CA, according to its Form ADV."
    },
    {
      "q": "Is Thomas Seaman Company registered with the SEC or a state?",
      "a": "Thomas Seaman Company is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 135245."
    },
    {
      "q": "How much does Thomas Seaman Company manage?",
      "a": "Thomas Seaman Company reports $66,674,325 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Thomas Seaman Company serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (54); high net worth individuals (12)."
    },
    {
      "q": "Does Thomas Seaman Company report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135245"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/thomas-seaman-company-laguna-beach-ca-135245.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 54,
      "fewer_than_5": false,
      "raum": 17596902.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 12,
      "fewer_than_5": false,
      "raum": 49077423.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135245",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}