# Third View Private Wealth

> Third View Private Wealth is an SEC-registered investment advisory firm in Westport, CT, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 335591
- Filed as: THIRD VIEW PRIVATE WEALTH
- Legal name: Third View Private Wealth, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westport, CT
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335591
- AdvisorCensus page: https://advisorcensus.com/firm/third-view-private-wealth-westport-ct-335591

## Quick answers

**How is Third View Private Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Third View Private Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Third View Private Wealth located?**
Third View Private Wealth's principal office is in Westport, CT, according to its Form ADV.

**Is Third View Private Wealth registered with the SEC or a state?**
Third View Private Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335591.

**How much does Third View Private Wealth manage?**
Third View Private Wealth reports $1,155,018,535 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary).

**How have Third View Private Wealth's assets and staff changed since 2025?**
In the Form ADV data for Third View Private Wealth: Regulatory assets under management: $0 in the October 2025 data and $1,155,018,535 in the October 2026 data. Total employees: 6 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Third View Private Wealth serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (183); individuals (other than high net worth individuals) (139); charitable organizations (2).

**Which custodians does Third View Private Wealth use?**
Third View Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Third View Private Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335591

**What changed in Third View Private Wealth's recent Form ADV filings?**
In the March 2026 filing data: Registered or notice-filed in NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,155,018,535
- Discretionary: $1,155,018,535
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 139 | $68,921,768 |
| High net worth individuals | 183 | $1,084,504,197 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 2 | $1,592,570 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, MA, MI, NC, NH, NJ, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- frankmckiernan.co
- jerrysneed.com
- thirdviewpw.com
- Facebook facebook.com
- Instagram @thirdviewpw
- LinkedIn @frank-mckiernan
- LinkedIn @jake-mccarthy
- LinkedIn @jerry-sneed-cfa-caiaa
- LinkedIn @zoltan-pongracz

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 6 | May 25, 2025 |
| October 2026 | $1,155,018,535 | 11 | August 10, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $1,155,018,535 in the October 2026 data.
Total employees: 6 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Registered or notice-filed in NC.

### December 2025
- Regulatory assets under management went from $0 to $1,054,256,330.
- Employees performing advisory functions went from 4 to 6.
- Registered or notice-filed in CA, CO, FL, MI, NH, NJ, PA, TX, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Third View Private Wealth (CRD 335591): Form ADV filing data as of October 2026.