# Third Day Capital, Inc.

> Third Day Capital, Inc. is a state-registered investment advisory firm in Charlotte, NC, registered since 2008, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 148686
- Filed as: THIRD DAY CAPITAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/148686
- AdvisorCensus page: https://advisorcensus.com/firm/third-day-capital-inc-charlotte-nc-148686

## Quick answers

**How is Third Day Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Third Day Capital, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Third Day Capital, Inc. located?**
Third Day Capital, Inc.'s principal office is in Charlotte, NC, according to its Form ADV.

**Is Third Day Capital, Inc. registered with the SEC or a state?**
Third Day Capital, Inc. is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 148686.

**How much does Third Day Capital, Inc. manage?**
Third Day Capital, Inc. reports $579,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Third Day Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4).

**Does Third Day Capital, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148686

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $579,000
- Discretionary: $579,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $579,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thirddaycapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Third Day Capital, Inc. (CRD 148686): Form ADV filing data as of October 2026.