# Third Coast Securities LLC

> Third Coast Securities LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 307965
- Filed as: THIRD COAST SECURITIES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Michigan
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/307965
- AdvisorCensus page: https://advisorcensus.com/firm/third-coast-securities-llc-307965

## Quick answers

**How is Third Coast Securities LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Third Coast Securities LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Third Coast Securities LLC registered with the SEC or a state?**
Third Coast Securities LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 307965.

**How much does Third Coast Securities LLC manage?**
Third Coast Securities LLC reports $5,435,000 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (27% discretionary).

**What types of clients does Third Coast Securities LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (4).

**Does Third Coast Securities LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307965

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,435,000
- Discretionary: $1,477,000
- Non-discretionary: $3,958,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $2,518,000 |
| High net worth individuals | 4 | $2,917,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307965

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Third Coast Securities LLC (CRD 307965): Form ADV filing data as of October 2026.