{
  "crd_number": 307965,
  "slug": "third-coast-securities-llc-307965",
  "primary_business_name": "THIRD COAST SECURITIES LLC",
  "legal_name": "THIRD COAST SECURITIES LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2020-08-28",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-07-24",
  "carried_forward": false,
  "raum_total": 5435000.0,
  "raum_discretionary": 1477000.0,
  "raum_non_discretionary": 3958000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2518000.0,
      "count": 19
    },
    "high_net_worth_individuals": {
      "raum": 2917000.0,
      "count": 4
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "MI"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307965",
  "listing_state": "MI",
  "disclosure_items": [
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    }
  ],
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/third-coast-securities-llc-307965",
  "display_name": "Third Coast Securities LLC",
  "summary": "Third Coast Securities LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.",
  "citation": "AdvisorCensus. Third Coast Securities LLC (CRD 307965): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Third Coast Securities LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Third Coast Securities LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Is Third Coast Securities LLC registered with the SEC or a state?",
      "a": "Third Coast Securities LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 307965."
    },
    {
      "q": "How much does Third Coast Securities LLC manage?",
      "a": "Third Coast Securities LLC reports $5,435,000 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (27% discretionary)."
    },
    {
      "q": "What types of clients does Third Coast Securities LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (4)."
    },
    {
      "q": "Does Third Coast Securities LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307965"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/third-coast-securities-llc-307965.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 2518000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 4,
      "fewer_than_5": false,
      "raum": 2917000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307965",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}