# Third ACT Retirement Planning, Inc.

> Third ACT Retirement Planning, Inc. is a state-registered investment advisory firm in Marietta, GA, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated October 30, 2024.

- CRD: 122785
- Filed as: THIRD ACT RETIREMENT PLANNING, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Marietta, GA
- Filing period: October 2026
- Form ADV filing dated: October 30, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/122785
- AdvisorCensus page: https://advisorcensus.com/firm/third-act-retirement-planning-inc-marietta-ga-122785

## Quick answers

**How is Third ACT Retirement Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Third ACT Retirement Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Third ACT Retirement Planning, Inc. located?**
Third ACT Retirement Planning, Inc.'s principal office is in Marietta, GA, according to its Form ADV.

**Is Third ACT Retirement Planning, Inc. registered with the SEC or a state?**
Third ACT Retirement Planning, Inc. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 122785.

**How much does Third ACT Retirement Planning, Inc. manage?**
Third ACT Retirement Planning, Inc. reports $30,409,148 in regulatory assets under management in its Form ADV filing dated October 30, 2024 (100% discretionary).

**What types of clients does Third ACT Retirement Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (16).

**Does Third ACT Retirement Planning, Inc. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122785

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $30,409,148
- Discretionary: $30,409,148
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $6,081,829 |
| High net worth individuals | 34 | $24,327,319 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2005 (21 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122785

### Websites listed on Form ADV (Item 1.I)
- thirdactretirement.com
- X @thirdactretire
- YouTube @suddenwealthstewardship

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Third ACT Retirement Planning, Inc. (CRD 122785): Form ADV filing data as of October 2026.