{ "crd_number": 122785, "slug": "third-act-retirement-planning-inc-marietta-ga-122785", "primary_business_name": "THIRD ACT RETIREMENT PLANNING, INC.", "legal_name": "THIRD ACT RETIREMENT PLANNING, INC.", "dbas": [], "city": "Marietta", "state": "GA", "country": "United States", "cbsa_code": "12060", "metro": { "cbsa_code": "12060", "common_name": "Atlanta", "msa_name": "Atlanta-Sandy Springs-Roswell, GA", "path": "/advisors/ga/atlanta" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2005-01-04", "years_registered": 21, "period": "2026-10-01", "filing_date": "2024-10-30", "carried_forward": false, "raum_total": 30409148.0, "raum_discretionary": 30409148.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 6081829.0, "count": 16 }, "high_net_worth_individuals": { "raum": 24327319.0, "count": 34 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "periodicals_newsletters", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "GA" ], "websites": [ "https://thirdactretirement.com", "https://x.com/thirdactretire", "https://youtube.com/@suddenwealthstewardship" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122785", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" }, { "item": "11.H(1)(b)", "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?" } ], "city_as_filed": "MARIETTA", "url": "https://advisorcensus.com/firm/third-act-retirement-planning-inc-marietta-ga-122785", "display_name": "Third ACT Retirement Planning, Inc.", "summary": "Third ACT Retirement Planning, Inc. is a state-registered investment advisory firm in Marietta, GA, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated October 30, 2024.", "citation": "AdvisorCensus. Third ACT Retirement Planning, Inc. (CRD 122785): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Publication of periodicals or newsletters" ], "quick_answers": [ { "q": "How is Third ACT Retirement Planning, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Third ACT Retirement Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Third ACT Retirement Planning, Inc. located?", "a": "Third ACT Retirement Planning, Inc.'s principal office is in Marietta, GA, according to its Form ADV." }, { "q": "Is Third ACT Retirement Planning, Inc. registered with the SEC or a state?", "a": "Third ACT Retirement Planning, Inc. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 122785." }, { "q": "How much does Third ACT Retirement Planning, Inc. manage?", "a": "Third ACT Retirement Planning, Inc. reports $30,409,148 in regulatory assets under management in its Form ADV filing dated October 30, 2024 (100% discretionary)." }, { "q": "What types of clients does Third ACT Retirement Planning, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (16)." }, { "q": "Does Third ACT Retirement Planning, Inc. report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122785" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/third-act-retirement-planning-inc-marietta-ga-122785.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 16, "fewer_than_5": false, "raum": 6081829.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 34, "fewer_than_5": false, "raum": 24327319.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122785", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }