{ "crd_number": 323861, "slug": "themes-management-company-llc-greenwich-ct-323861", "primary_business_name": "THEMES MANAGEMENT COMPANY LLC", "legal_name": "THEMES MANAGEMENT COMPANY LLC", "dbas": [], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-07-18", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-03-05", "carried_forward": false, "raum_total": 1232945555.0, "raum_discretionary": 1232945555.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 15, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 1232945555.0, "count": 90 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://facebook.com/ThemesETFs", "https://instagram.com/themesetfs", "https://leverageshares.com/us", "https://linkedin.com/company/96479966/admin/dashboard", "https://reddit.com/user/themesetfs", "https://themesetfs.com", "https://x.com/ThemesETFs", "https://youtube.com/channel/UClVfIkUBMPqmdAXoDxn2p9Q" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323861", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/themes-management-company-llc-greenwich-ct-323861", "display_name": "Themes Management Company LLC", "summary": "Themes Management Company LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 5, 2026.", "citation": "AdvisorCensus. Themes Management Company LLC (CRD 323861): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Themes Management Company LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Themes Management Company LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Themes Management Company LLC located?", "a": "Themes Management Company LLC's principal office is in Greenwich, CT, according to its Form ADV." }, { "q": "Is Themes Management Company LLC registered with the SEC or a state?", "a": "Themes Management Company LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 323861." }, { "q": "How much does Themes Management Company LLC manage?", "a": "Themes Management Company LLC reports $1,232,945,555 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary)." }, { "q": "How have Themes Management Company LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Themes Management Company LLC: Regulatory assets under management: $0 in the October 2023 data and $1,232,945,555 in the October 2026 data. Total employees: 4 in October 2023 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Themes Management Company LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (90)." }, { "q": "Does Themes Management Company LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323861" }, { "q": "What changed in Themes Management Company LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $844,458,670 to $1,232,945,555 (+46%)." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 4, "filing_date": "2023-09-15" }, { "period": "2024-10-01", "regulatory_assets_under_management": 9903978.0, "total_employees": 7, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 58432497.0, "total_employees": 15, "filing_date": "2025-03-18" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1232945555.0, "total_employees": 15, "filing_date": "2026-03-05" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 3 to 4.", "Regulatory assets under management went from $844,458,670 to $1,232,945,555 (+46%)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Regulatory assets under management went from $58,432,497 to $844,458,670 (+1345%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/themes-management-company-llc-greenwich-ct-323861.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 90, "fewer_than_5": false, "raum": 1232945555.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323861", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }