# The Worley Banks Group, LLC

> The Worley Banks Group, LLC is an SEC-registered investment advisory firm in Creve Coeur, MO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 306890
- Filed as: THE WORLEY BANKS GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Creve Coeur, MO
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306890
- AdvisorCensus page: https://advisorcensus.com/firm/the-worley-banks-group-llc-creve-coeur-mo-306890

## Quick answers

**How is The Worley Banks Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Worley Banks Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is The Worley Banks Group, LLC located?**
The Worley Banks Group, LLC's principal office is in Creve Coeur, MO, according to its Form ADV.

**Is The Worley Banks Group, LLC registered with the SEC or a state?**
The Worley Banks Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306890.

**How much does The Worley Banks Group, LLC manage?**
The Worley Banks Group, LLC reports $184,298,039 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have The Worley Banks Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for The Worley Banks Group, LLC: Regulatory assets under management: $160,045,000 in the October 2021 data and $184,298,039 in the October 2026 data, up 15%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Worley Banks Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (614); high net worth individuals (135).

**Which custodians does The Worley Banks Group, LLC use?**
The Worley Banks Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Worley Banks Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306890

**Does The Worley Banks Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 27, 2026 says: "WBG offers investment advisory services to individuals, high net worth individuals and broker/dealers. There is a $5,000 minimum account size to open and maintain an advisory account."

**What changed in The Worley Banks Group, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $164,548,233 to $184,298,039 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Account minimum: $5,000

> WBG offers investment advisory services to individuals, high net worth individuals and broker/dealers. There is a $5,000 minimum account size to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $184,298,039
- Discretionary: $183,875,108
- Non-discretionary: $422,931

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 614 | $66,314,550 |
| High net worth individuals | 135 | $112,155,450 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $5,828,039 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- login.orionadvisor.com
- worleybanks.com
- LinkedIn @worley-banks

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $160,045,000 | 5 | January 19, 2021 |
| October 2022 | $182,530,752 | 5 | June 8, 2022 |
| October 2023 | $188,218,833 | 3 | March 15, 2023 |
| October 2024 | $142,713,923 | 4 | March 20, 2024 |
| October 2025 | $164,548,233 | 3 | February 26, 2025 |
| October 2026 | $184,298,039 | 3 | February 27, 2026 |

Regulatory assets under management: $160,045,000 in the October 2021 data and $184,298,039 in the October 2026 data, up 15%.
Total employees: 5 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $164,548,233 to $184,298,039 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Worley Banks Group, LLC (CRD 306890): Form ADV filing data as of October 2026.