# The Wicks Group of Companies III, LLC

> The Wicks Group of Companies III, LLC is an exempt reporting adviser in New York, NY, filing reports since 2023. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 157918
- Filed as: THE WICKS GROUP OF COMPANIES III, LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/157918
- AdvisorCensus page: https://advisorcensus.com/firm/the-wicks-group-of-companies-iii-llc-new-york-ny-157918

## Quick answers

**Where is The Wicks Group of Companies III, LLC located?**
The Wicks Group of Companies III, LLC's principal office is in New York, NY, according to its Form ADV.

**How does The Wicks Group of Companies III, LLC report to regulators?**
The Wicks Group of Companies III, LLC is an exempt reporting adviser, filing reports since 2023. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 157918.

**How have The Wicks Group of Companies III, LLC's assets and staff changed since 2021?**
In the Form ADV data for The Wicks Group of Companies III, LLC: Regulatory assets under management: $423,885,609 in the October 2021 data and $177,731,782 in the October 2022 data, down 58%. Total employees: 5 in October 2021 and 0 in October 2022. Assets under management move with markets as well as with clients coming and going.

**Does The Wicks Group of Companies III, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157918

## From the Form ADV filing

### Firm details
- Reporting since: 2023 (3 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [wicksgroup.com](https://wicksgroup.com)
- LinkedIn @THE-WICKS-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $423,885,609 | 5 | April 7, 2021 |
| October 2022 | $177,731,782 | 0 | March 31, 2022 |
| October 2023 | Not reported | Not reported | April 18, 2023 |
| October 2024 | Not reported | Not reported | March 28, 2024 |
| October 2025 | Not reported | Not reported | March 28, 2025 |
| October 2026 | Not reported | Not reported | March 31, 2026 |

Regulatory assets under management: $423,885,609 in the October 2021 data and $177,731,782 in the October 2022 data, down 58%.
Total employees: 5 in October 2021 and 0 in October 2022.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Wicks Group of Companies III, LLC (CRD 157918): Form ADV filing data as of October 2026.