{
  "crd_number": 157918,
  "slug": "the-wicks-group-of-companies-iii-llc-new-york-ny-157918",
  "primary_business_name": "THE WICKS GROUP OF COMPANIES III, LLC",
  "legal_name": "THE WICKS GROUP OF COMPANIES III, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2023-04-18",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/COMPANY/THE-WICKS-GROUP/ABOUT",
    "https://wicksgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157918",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/the-wicks-group-of-companies-iii-llc-new-york-ny-157918",
  "display_name": "The Wicks Group of Companies III, LLC",
  "summary": "The Wicks Group of Companies III, LLC is an exempt reporting adviser in New York, NY, filing reports since 2023. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. The Wicks Group of Companies III, LLC (CRD 157918): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is The Wicks Group of Companies III, LLC located?",
      "a": "The Wicks Group of Companies III, LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "How does The Wicks Group of Companies III, LLC report to regulators?",
      "a": "The Wicks Group of Companies III, LLC is an exempt reporting adviser, filing reports since 2023. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 157918."
    },
    {
      "q": "How have The Wicks Group of Companies III, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for The Wicks Group of Companies III, LLC: Regulatory assets under management: $423,885,609 in the October 2021 data and $177,731,782 in the October 2022 data, down 58%. Total employees: 5 in October 2021 and 0 in October 2022. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does The Wicks Group of Companies III, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157918"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 423885609.0,
      "total_employees": 5,
      "filing_date": "2021-04-07"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 177731782.0,
      "total_employees": 0,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-04-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/the-wicks-group-of-companies-iii-llc-new-york-ny-157918.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157918",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}