# The Wealth Observatory

> The Wealth Observatory is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 26, 2026.

- CRD: 304864
- Filed as: THE WEALTH OBSERVATORY
- Legal name: Smallwillow, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/304864
- AdvisorCensus page: https://advisorcensus.com/firm/the-wealth-observatory-304864

## Quick answers

**How is The Wealth Observatory compensated?**
On its Form ADV (Item 5.E, October 2026), The Wealth Observatory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is The Wealth Observatory registered with the SEC or a state?**
The Wealth Observatory is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 304864.

**How much does The Wealth Observatory manage?**
The Wealth Observatory reports $9,595,050 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (100% discretionary).

**What types of clients does The Wealth Observatory serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4); high net worth individuals (4).

**Does The Wealth Observatory report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304864

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $9,595,050
- Discretionary: $9,595,050
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $1,234,177 |
| High net worth individuals | 4 | $8,360,873 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Wealth Observatory (CRD 304864): Form ADV filing data as of October 2026.