# The Wealth Group, Ltd

> The Wealth Group, Ltd is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 154106
- Filed as: THE WEALTH GROUP, LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154106
- AdvisorCensus page: https://advisorcensus.com/firm/the-wealth-group-ltd-raleigh-nc-154106

## Quick answers

**How is The Wealth Group, Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), The Wealth Group, Ltd reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does The Wealth Group, Ltd charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $125 an hour (wealth analysis and planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Wealth Group, Ltd located?**
The Wealth Group, Ltd's principal office is in Raleigh, NC, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is The Wealth Group, Ltd registered with the SEC or a state?**
The Wealth Group, Ltd is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 154106.

**How much does The Wealth Group, Ltd manage?**
The Wealth Group, Ltd reports $160,185,546 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (98% discretionary).

**How have The Wealth Group, Ltd's assets and staff changed since 2023?**
In the Form ADV data for The Wealth Group, Ltd: Regulatory assets under management: $208,859,118 in the October 2023 data and $160,185,546 in the October 2026 data, down 23%. Total employees: 10 in October 2023 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Wealth Group, Ltd serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (107); high net worth individuals (41).

**Which custodians does The Wealth Group, Ltd use?**
The Wealth Group, Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Wealth Group, Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154106

**What changed in The Wealth Group, Ltd's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $288,947,803 to $160,185,546 (-45%). No longer lists an office in High Point, NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Hourly rate: $125 an hour (wealth analysis and planning)

> A client is charged an hourly fee of $125 for wealth analysis and planning fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,185,546
- Discretionary: $156,293,996
- Non-discretionary: $3,891,550

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 107 | $23,500,837 |
| High net worth individuals | 41 | $131,500,270 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,891,550 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,292,889 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Goldsboro, NC
- Rocky Mount, NC

### Websites listed on Form ADV (Item 1.I)
- thewealthgrp.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $208,859,118 | 10 | May 12, 2023 |
| October 2024 | $247,866,680 | 11 | April 4, 2024 |
| October 2025 | $288,947,803 | 11 | March 30, 2025 |
| October 2026 | $160,185,546 | 8 | March 30, 2026 |

Regulatory assets under management: $208,859,118 in the October 2023 data and $160,185,546 in the October 2026 data, down 23%.
Total employees: 10 in October 2023 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $288,947,803 to $160,185,546 (-45%).
- No longer lists an office in High Point, NC.

### December 2025
- Employees performing advisory functions went from 8 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Wealth Group, Ltd (CRD 154106): Form ADV filing data as of October 2026.