# The Wealth Collaborative, Inc.

> The Wealth Collaborative, Inc. is an SEC-registered investment advisory firm in Corona del Mar, CA, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 142618
- Filed as: THE WEALTH COLLABORATIVE, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Corona del Mar, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142618
- AdvisorCensus page: https://advisorcensus.com/firm/the-wealth-collaborative-inc-corona-del-mar-ca-142618

## Quick answers

**How is The Wealth Collaborative, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Wealth Collaborative, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does The Wealth Collaborative, Inc. charge?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: 0.5% to 1.75% a year (a range, as the brochure states it); Flat fee: $1,500 to $50,000 (wealth planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Wealth Collaborative, Inc. located?**
The Wealth Collaborative, Inc.'s principal office is in Corona del Mar, CA, according to its Form ADV.

**Is The Wealth Collaborative, Inc. registered with the SEC or a state?**
The Wealth Collaborative, Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142618.

**How much does The Wealth Collaborative, Inc. manage?**
The Wealth Collaborative, Inc. reports $791,560,364 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have The Wealth Collaborative, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Wealth Collaborative, Inc.: Regulatory assets under management: $671,346,560 in the October 2021 data and $791,560,364 in the October 2026 data, up 18%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Wealth Collaborative, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (153); individuals (other than high net worth individuals) (103).

**Which custodians does The Wealth Collaborative, Inc. use?**
The Wealth Collaborative, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Wealth Collaborative, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142618

**What changed in The Wealth Collaborative, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $702,042,089 to $791,560,364 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Asset-based fee: 0.5% to 1.75% a year (a range, as the brochure states it)

> The annual fee is negotiable and varies between 0.50% and 1.75%, depending on the complexity of the account, market value of the assets under management, and the type and scope of investment management services to be rendered.

- Flat fee: $1,500 to $50,000 (wealth planning and consulting services)

> TWC charges a fixed fee for wealth planning and consulting services. These fees are negotiable, but fixed fee engagements generally range from $1,500 to $50,000 depending upon the nature and scope

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $791,560,364
- Discretionary: $791,560,364
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 103 | $34,548,507 |
| High net worth individuals | 153 | $754,776,075 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,235,782 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (18 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [thewealthcollaborative.com](https://thewealthcollaborative.com)
- Facebook @THEWEALTHCOLLABORATIVE.COM
- LinkedIn @THEWEALTHCOLLABORATIVE
- X @THEWEALTHCOLLABORATIVE

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $671,346,560 | 3 | March 29, 2021 |
| October 2022 | $760,455,683 | 3 | February 8, 2022 |
| October 2023 | $656,066,554 | 2 | March 24, 2023 |
| October 2024 | $669,933,514 | 3 | June 25, 2024 |
| October 2025 | $702,042,089 | 3 | March 18, 2025 |
| October 2026 | $791,560,364 | 3 | March 23, 2026 |

Regulatory assets under management: $671,346,560 in the October 2021 data and $791,560,364 in the October 2026 data, up 18%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $702,042,089 to $791,560,364 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Wealth Collaborative, Inc. (CRD 142618): Form ADV filing data as of October 2026.