# The Wealth Alliance, LLC

> The Wealth Alliance, LLC is an SEC-registered investment advisory firm in Melville, NY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 305052
- Filed as: THE WEALTH ALLIANCE, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Melville, NY
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305052
- AdvisorCensus page: https://advisorcensus.com/firm/the-wealth-alliance-llc-melville-ny-305052

## Quick answers

**How is The Wealth Alliance, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Wealth Alliance, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does The Wealth Alliance, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 1.75% a year (a range, as the brochure states it); Hourly rate: $500 an hour (Financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Wealth Alliance, LLC located?**
The Wealth Alliance, LLC's principal office is in Melville, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is The Wealth Alliance, LLC registered with the SEC or a state?**
The Wealth Alliance, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305052.

**How much does The Wealth Alliance, LLC manage?**
The Wealth Alliance, LLC reports $2,102,685,090 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).

**How have The Wealth Alliance, LLC's assets and staff changed since 2021?**
In the Form ADV data for The Wealth Alliance, LLC: Regulatory assets under management: $997,083,103 in the October 2021 data and $2,102,685,090 in the October 2026 data, up 111%. Total employees: 14 in October 2021 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Wealth Alliance, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (701); high net worth individuals (443); pension and profit sharing plans (but not the plan participants or government pension plans) (72).

**Which custodians does The Wealth Alliance, LLC use?**
The Wealth Alliance, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does The Wealth Alliance, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305052

**What changed in The Wealth Alliance, LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 0.25% to 1.75% a year (a range, as the brochure states it)

> Advisory fees generally range from 0.25% to 1.75% annually depending on services provided, relationship complexity, and overall assets under management.

- Hourly rate: $500 an hour (Financial planning services)

> WA offers financial planning services on an hourly (up to $500/hour) or fixed fees basis, depending on the complexity of the engagement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,102,685,090
- Discretionary: $2,094,466,072
- Non-discretionary: $8,219,018

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 701 | $222,943,489 |
| High net worth individuals | 443 | $1,670,131,209 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 72 | $86,459,063 |
| Corporations or other businesses not listed above | 16 | $123,151,329 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 29 total, 13 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, DE, FL, IL, MA, MD, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Boca Raton, FL

### Websites listed on Form ADV (Item 1.I)
- thewealthalliance.com
- Facebook @TheWealthAlliance
- LinkedIn @thewealthalliance
- X @TheWA_Connect

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $997,083,103 | 14 | March 26, 2021 |
| October 2022 | $1,299,842,952 | 17 | June 30, 2022 |
| October 2023 | $1,476,685,246 | 21 | August 18, 2023 |
| October 2024 | $1,703,650,906 | 21 | March 26, 2024 |
| October 2025 | $1,908,079,716 | 28 | June 25, 2025 |
| October 2026 | $2,102,685,090 | 29 | July 16, 2026 |

Regulatory assets under management: $997,083,103 in the October 2021 data and $2,102,685,090 in the October 2026 data, up 111%.
Total employees: 14 in October 2021 and 29 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $1,908,079,716 to $2,102,685,090 (+10%).
- Employees performing advisory functions went from 11 to 13.
- Registered or notice-filed in OH, TN.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Wealth Alliance, LLC (CRD 305052): Form ADV filing data as of October 2026.