# The Simple Investor's Guide, LLC

> The Simple Investor's Guide, LLC is a state-registered investment advisory firm in Simi Valley, CA, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 285860
- Filed as: THE SIMPLE INVESTOR'S GUIDE, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Simi Valley, CA
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/285860
- AdvisorCensus page: https://advisorcensus.com/firm/the-simple-investor-s-guide-llc-simi-valley-ca-285860

## Quick answers

**How is The Simple Investor's Guide, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Simple Investor's Guide, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is The Simple Investor's Guide, LLC located?**
The Simple Investor's Guide, LLC's principal office is in Simi Valley, CA, according to its Form ADV.

**Is The Simple Investor's Guide, LLC registered with the SEC or a state?**
The Simple Investor's Guide, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 285860.

**How much does The Simple Investor's Guide, LLC manage?**
The Simple Investor's Guide, LLC reports $12,547,686 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (0% discretionary).

**What types of clients does The Simple Investor's Guide, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (4).

**Does The Simple Investor's Guide, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285860

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $12,547,686
- Discretionary: $0
- Non-discretionary: $12,547,686

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $2,780,107 |
| High net worth individuals | 4 | $9,767,579 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- simi-investments.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Simple Investor's Guide, LLC (CRD 285860): Form ADV filing data as of October 2026.