# The Roxborough Group

> The Roxborough Group is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 310949
- Filed as: THE ROXBOROUGH GROUP
- Legal name: The Roxborough Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310949
- AdvisorCensus page: https://advisorcensus.com/firm/the-roxborough-group-san-francisco-ca-310949

## Quick answers

**How is The Roxborough Group compensated?**
On its Form ADV (Item 5.E, October 2026), The Roxborough Group reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is The Roxborough Group located?**
The Roxborough Group's principal office is in San Francisco, CA, according to its Form ADV.

**Is The Roxborough Group registered with the SEC or a state?**
The Roxborough Group is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 310949.

**How much does The Roxborough Group manage?**
The Roxborough Group reports $636,049,978 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have The Roxborough Group's assets and staff changed since 2021?**
In the Form ADV data for The Roxborough Group: Regulatory assets under management: $338,824,767 in the October 2021 data and $636,049,978 in the October 2026 data, up 88%. Total employees: 8 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Roxborough Group serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does The Roxborough Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310949

**What changed in The Roxborough Group's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 12.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $636,049,978
- Discretionary: $636,049,978
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $636,049,978 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 15 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- theroxboroughgroup.com
- LinkedIn @the-roxborough-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $338,824,767 | 8 | March 26, 2021 |
| October 2022 | $750,673,965 | 11 | September 28, 2022 |
| October 2023 | $706,615,508 | 11 | March 24, 2023 |
| October 2024 | $645,287,229 | 10 | May 1, 2024 |
| October 2025 | $626,866,787 | 12 | March 28, 2025 |
| October 2026 | $636,049,978 | 15 | March 26, 2026 |

Regulatory assets under management: $338,824,767 in the October 2021 data and $636,049,978 in the October 2026 data, up 88%.
Total employees: 8 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 12.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Roxborough Group (CRD 310949): Form ADV filing data as of October 2026.