{ "crd_number": 160523, "slug": "the-riverside-company-new-york-ny-160523", "primary_business_name": "THE RIVERSIDE COMPANY", "legal_name": "RIVERSIDE PARTNERS, LLC", "dbas": [ "THE RIVERSIDE COMPANY" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-07-01", "carried_forward": false, "raum_total": 13530141526.0, "raum_discretionary": 13530141526.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 248, "advisory_employees": 108, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "insurance_companies": { "raum": 14813219.0, "count": 2, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 13515328307.0, "count": 123 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "MA", "OH", "TX" ], "websites": [ "https://linkedin.com/company/riverside-acceleration-capital", "https://linkedin.com/company/the-riverside-company", "https://riverside.ac", "https://riversidecompany.co.jp", "https://riversidecompany.com", "https://riversidecompany.com.au", "https://riversidecompany.com.hk", "https://riversideeurope.com", "https://rivtcs.com", "https://vimeo.com/THERIVERSIDECO", "https://x.com/THERIVERSIDECO?LANG=EN", "https://youtube.com/THERIVERSIDECOMPANY" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160523", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/the-riverside-company-new-york-ny-160523", "display_name": "The Riverside Company", "summary": "The Riverside Company is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 1, 2026.", "citation": "AdvisorCensus. The Riverside Company (CRD 160523): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is The Riverside Company compensated?", "a": "On its Form ADV (Item 5.E, October 2026), The Riverside Company reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is The Riverside Company located?", "a": "The Riverside Company's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 11 other offices (Schedule D, Section 1.F)." }, { "q": "Is The Riverside Company registered with the SEC or a state?", "a": "The Riverside Company is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160523." }, { "q": "How much does The Riverside Company manage?", "a": "The Riverside Company reports $13,530,141,526 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary)." }, { "q": "How have The Riverside Company's assets and staff changed since 2021?", "a": "In the Form ADV data for The Riverside Company: Regulatory assets under management: $11,126,670,500 in the October 2021 data and $13,530,141,526 in the October 2026 data, up 22%. Total employees: 233 in October 2021 and 248 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does The Riverside Company serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (123); insurance companies (2)." }, { "q": "Which custodians does The Riverside Company use?", "a": "The Riverside Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does The Riverside Company report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160523" }, { "q": "What changed in The Riverside Company's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $12,100,793,093 to $13,530,141,526 (+12%). Employees performing advisory functions went from 111 to 108. Changed its office addresses in Dallas, TX. Changed its office addresses in Luxembourg. Changed its office addresses in Madrid. Changed its office addresses in Santa Monica, CA. Added an office in Munich. No longer lists an office in 80331 Munich." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 11126670500.0, "total_employees": 233, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 14119026470.0, "total_employees": 244, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 13418811742.0, "total_employees": 262, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 14097272498.0, "total_employees": 273, "filing_date": "2024-05-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": 12100793093.0, "total_employees": 252, "filing_date": "2025-05-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 13530141526.0, "total_employees": 248, "filing_date": "2026-07-01" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $12,100,793,093 to $13,530,141,526 (+12%).", "Employees performing advisory functions went from 111 to 108.", "Changed its office addresses in Dallas, TX.", "Changed its office addresses in Luxembourg.", "Changed its office addresses in Madrid.", "Changed its office addresses in Santa Monica, CA.", "Added an office in Munich.", "No longer lists an office in 80331 Munich." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "JP Morgan Chase", "name_as_filed": "JP MORGAN CHASE", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/the-riverside-company-new-york-ny-160523.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 123, "fewer_than_5": false, "raum": 13515328307.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 2, "fewer_than_5": true, "raum": 14813219.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160523", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }