# The Retirement Planning Company of New England, Inc.

> The Retirement Planning Company of New England, Inc. is an SEC-registered investment advisory firm in Warwick, RI, registered since 1998, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 108705
- Filed as: THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Warwick, RI
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108705
- AdvisorCensus page: https://advisorcensus.com/firm/the-retirement-planning-company-of-new-england-inc-warwick-ri-108705

## Quick answers

**How is The Retirement Planning Company of New England, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Retirement Planning Company of New England, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Retirement Planning Company of New England, Inc. located?**
The Retirement Planning Company of New England, Inc.'s principal office is in Warwick, RI, according to its Form ADV.

**Is The Retirement Planning Company of New England, Inc. registered with the SEC or a state?**
The Retirement Planning Company of New England, Inc. is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108705.

**How much does The Retirement Planning Company of New England, Inc. manage?**
The Retirement Planning Company of New England, Inc. reports $394,398,625 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (94% discretionary).

**How have The Retirement Planning Company of New England, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Retirement Planning Company of New England, Inc.: Regulatory assets under management: $210,613,844 in the October 2021 data and $394,398,625 in the October 2026 data, up 87%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Retirement Planning Company of New England, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (429); high net worth individuals (136); charitable organizations (1).

**Which custodians does The Retirement Planning Company of New England, Inc. use?**
The Retirement Planning Company of New England, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Retirement Planning Company of New England, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108705

**What changed in The Retirement Planning Company of New England, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $336,297,057 to $394,398,625 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $394,398,625
- Discretionary: $370,968,308
- Non-discretionary: $23,430,317

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 429 | $131,304,564 |
| High net worth individuals | 136 | $262,765,528 |
| Charitable organizations | 1 | $328,533 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1998 (27 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, CT, FL, MA, NC, NH, NY, RI, TX, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [retirementplanningco.com](https://retirementplanningco.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $210,613,844 | 4 | March 23, 2021 |
| October 2022 | $262,472,051 | 4 | March 22, 2022 |
| October 2023 | $228,244,200 | 4 | March 21, 2023 |
| October 2024 | $278,833,631 | 4 | May 14, 2024 |
| October 2025 | $336,297,057 | 4 | March 28, 2025 |
| October 2026 | $394,398,625 | 4 | March 13, 2026 |

Regulatory assets under management: $210,613,844 in the October 2021 data and $394,398,625 in the October 2026 data, up 87%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $336,297,057 to $394,398,625 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Retirement Planning Company of New England, Inc. (CRD 108705): Form ADV filing data as of October 2026.