# The Prudent Planner, LLC

> The Prudent Planner, LLC is a state-registered investment advisory firm in Salt Lake City, UT, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 17, 2025.

- CRD: 285028
- Filed as: THE PRUDENT PLANNER, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: March 17, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/285028
- AdvisorCensus page: https://advisorcensus.com/firm/the-prudent-planner-llc-salt-lake-city-ut-285028

## Quick answers

**How is The Prudent Planner, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Prudent Planner, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Prudent Planner, LLC located?**
The Prudent Planner, LLC's principal office is in Salt Lake City, UT, according to its Form ADV.

**Is The Prudent Planner, LLC registered with the SEC or a state?**
The Prudent Planner, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 285028.

**How much does The Prudent Planner, LLC manage?**
The Prudent Planner, LLC reports $1,250,000 in regulatory assets under management in its Form ADV filing dated March 17, 2025 (0% discretionary).

**What types of clients does The Prudent Planner, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6).

**Does The Prudent Planner, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285028

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,250,000
- Discretionary: $0
- Non-discretionary: $1,250,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $1,250,000 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Prudent Planner, LLC (CRD 285028): Form ADV filing data as of October 2026.