# The Private Investment Group, Inc.

> The Private Investment Group, Inc. is an SEC-registered investment advisory firm in Kettering, OH, registered since 2003, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 128876
- Filed as: THE PRIVATE INVESTMENT GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kettering, OH
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128876
- AdvisorCensus page: https://advisorcensus.com/firm/the-private-investment-group-inc-kettering-oh-128876

## Quick answers

**How is The Private Investment Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Private Investment Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is The Private Investment Group, Inc. located?**
The Private Investment Group, Inc.'s principal office is in Kettering, OH, according to its Form ADV.

**Is The Private Investment Group, Inc. registered with the SEC or a state?**
The Private Investment Group, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 128876.

**How much does The Private Investment Group, Inc. manage?**
The Private Investment Group, Inc. reports $179,344,301 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have The Private Investment Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Private Investment Group, Inc.: Regulatory assets under management: $161,000,000 in the October 2021 data and $179,344,301 in the October 2026 data, up 11%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Private Investment Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (142); high net worth individuals (42).

**Which custodians does The Private Investment Group, Inc. use?**
The Private Investment Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Private Investment Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128876

**Does The Private Investment Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "There are no minimum account sizes for our services."

**What changed in The Private Investment Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $157,109,586 to $179,344,301 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: None

> There are no minimum account sizes for our services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $179,344,301
- Discretionary: $178,567,046
- Non-discretionary: $777,255

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 142 | $38,637,894 |
| High net worth individuals | 42 | $140,706,407 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (22 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, OH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tpiginc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $161,000,000 | 6 | March 29, 2021 |
| October 2022 | $176,000,000 | 6 | June 7, 2022 |
| October 2023 | $148,000,000 | 6 | March 30, 2023 |
| October 2024 | $147,759,837 | 4 | February 14, 2024 |
| October 2025 | $157,109,586 | 4 | March 19, 2025 |
| October 2026 | $179,344,301 | 4 | March 20, 2026 |

Regulatory assets under management: $161,000,000 in the October 2021 data and $179,344,301 in the October 2026 data, up 11%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $157,109,586 to $179,344,301 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Private Investment Group, Inc. (CRD 128876): Form ADV filing data as of October 2026.