# The Pinnacle Financial Group

> The Pinnacle Financial Group is an SEC-registered investment advisory firm in Rockville Centre, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 164395
- Filed as: THE PINNACLE FINANCIAL GROUP
- Also doing business as: ARGILLO FINANCIAL GROUP, ATLANTIC FINANCIAL GROUP, COLEMAN INVESTMENT MANAGEMENT, DYNAMIC WEALTH MANAGEMENT, FIA FINANCIAL, MARIO MOLINO AND ASSOCIATES, MCKENNA FINANCIAL PLANNING, NORTH FORK WEALTH MANAGEMENT, NORTH STAR WEALTH INVESTORS LLC, NSI GROUP, PENSION AND WEALTH CONSULTANTS, PINNACLE WEALTH STRATEGIES GROUP, TECHNE PLANNING
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rockville Centre, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164395
- AdvisorCensus page: https://advisorcensus.com/firm/the-pinnacle-financial-group-rockville-centre-ny-164395

## Quick answers

**How is The Pinnacle Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), The Pinnacle Financial Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is The Pinnacle Financial Group located?**
The Pinnacle Financial Group's principal office is in Rockville Centre, NY, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is The Pinnacle Financial Group registered with the SEC or a state?**
The Pinnacle Financial Group is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164395.

**How much does The Pinnacle Financial Group manage?**
The Pinnacle Financial Group reports $1,383,850,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have The Pinnacle Financial Group's assets and staff changed since 2021?**
In the Form ADV data for The Pinnacle Financial Group: Regulatory assets under management: $866,459,226 in the October 2021 data and $1,383,850,000 in the October 2026 data, up 60%. Total employees: 49 in October 2021 and 54 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Pinnacle Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,901); high net worth individuals (1,249); corporations or other businesses not listed above (45).

**Which custodians does The Pinnacle Financial Group use?**
The Pinnacle Financial Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does The Pinnacle Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164395

**Does The Pinnacle Financial Group state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "There is no minimum account size required to open an account with TPFG."

**What changed in The Pinnacle Financial Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,184,198,113 to $1,383,850,000 (+17%). Employees performing advisory functions went from 40 to 54. Added the business name Techne Planning. Added the business name Dynamic Wealth Management. Registered or notice-filed in IA, ME, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> There is no minimum account size required to open an account with TPFG.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,383,850,000
- Discretionary: $1,383,850,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,901 | $352,373,000 |
| High net worth individuals | 1,249 | $949,047,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $47,412,000 |
| Charitable organizations | 7 | $8,189,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 45 | $26,829,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (13 years)
- Employees: 54 total, 54 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, DE, FL, GA, IA, IL, IN, MA, MD, ME, MI, NC, NJ, NV, NY, OR, PA, SC, TN, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bethpage, NY
- Darien, CT
- Huntington, NY
- Melville, NY
- Uniondale, NY

### Websites listed on Form ADV (Item 1.I)
- [agrillofinancialplanning.com](https://agrillofinancialplanning.com)
- [atlanticfinancialgrp.com](https://atlanticfinancialgrp.com)
- [dynamic-wm.com](https://dynamic-wm.com)
- [mckennafinancialplanning.com](https://mckennafinancialplanning.com)
- [nsinvestors.com](https://nsinvestors.com)
- [profinserv.net](https://profinserv.net)
- [techneplanning.com](https://techneplanning.com)
- [thepinnaclefg.com](https://thepinnaclefg.com)
- Facebook @EVCWEALTHSTRATEGIES
- Facebook @THEPINNACLEFG
- Facebook @dynamicwealthmanagement
- LinkedIn @THE=PINNACLE-FG
- LinkedIn @dynamicwealthmanagement
- X @BOWTIEBLAKE
- X @FINANCIALUMPIRE
- X @FJNORTHSTAR
- X @THE PINNACLEFG

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $866,459,226 | 49 | March 30, 2021 |
| October 2022 | $955,809,873 | 39 | March 25, 2022 |
| October 2023 | $801,546,890 | 39 | April 5, 2023 |
| October 2024 | $1,203,901,225 | 44 | March 28, 2024 |
| October 2025 | $1,184,198,113 | 54 | April 1, 2025 |
| October 2026 | $1,383,850,000 | 54 | March 30, 2026 |

Regulatory assets under management: $866,459,226 in the October 2021 data and $1,383,850,000 in the October 2026 data, up 60%.
Total employees: 49 in October 2021 and 54 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,184,198,113 to $1,383,850,000 (+17%).
- Employees performing advisory functions went from 40 to 54.
- Added the business name Techne Planning.
- Added the business name Dynamic Wealth Management.
- Registered or notice-filed in IA, ME, WA.

### January 2026
- No longer registered or notice-filed in IA, OH, RI, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Pinnacle Financial Group (CRD 164395): Form ADV filing data as of October 2026.