# The Palisades Group, LLC

> The Palisades Group, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 165609
- Filed as: THE PALISADES GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165609
- AdvisorCensus page: https://advisorcensus.com/firm/the-palisades-group-llc-austin-tx-165609

## Quick answers

**How is The Palisades Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Palisades Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Palisades Group, LLC located?**
The Palisades Group, LLC's principal office is in Austin, TX, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is The Palisades Group, LLC registered with the SEC or a state?**
The Palisades Group, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 165609.

**How much does The Palisades Group, LLC manage?**
The Palisades Group, LLC reports $27,783,069,634 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (4% discretionary).

**How have The Palisades Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for The Palisades Group, LLC: Regulatory assets under management: $5,625,400,000 in the October 2021 data and $27,783,069,634 in the October 2026 data, up 394%. Total employees: 23 in October 2021 and 90 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Palisades Group, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Which custodians does The Palisades Group, LLC use?**
The Palisades Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Computershare Trust Company, N.A. as a custodian holding 10% or more of its separately managed account assets.

**Does The Palisades Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165609

**What changed in The Palisades Group, LLC's recent Form ADV filings?**
In the June 2026 filing data: Changed its office addresses in New York, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Computershare Trust Company, N.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $27,783,069,634
- Discretionary: $1,157,789,196
- Non-discretionary: $26,625,280,438

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $494,171,797 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | Fewer than 5 | $26,165,881,257 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | Fewer than 5 | $1,123,016,580 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (13 years)
- Employees: 90 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Evanston, IL
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- palisades-group.com
- LinkedIn @the-palisades-group-llc
- X @palisades_group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,625,400,000 | 23 | May 11, 2021 |
| October 2022 | $5,310,120,066 | 26 | August 1, 2022 |
| October 2023 | $8,421,157,061 | 31 | May 3, 2023 |
| October 2024 | $15,808,117,954 | 38 | September 9, 2024 |
| October 2025 | $22,624,851,895 | 82 | May 14, 2025 |
| October 2026 | $27,783,069,634 | 90 | May 8, 2026 |

Regulatory assets under management: $5,625,400,000 in the October 2021 data and $27,783,069,634 in the October 2026 data, up 394%.
Total employees: 23 in October 2021 and 90 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Changed its office addresses in New York, NY.

### April 2026
- Employees performing advisory functions went from 11 to 9.
- Regulatory assets under management went from $22,624,851,895 to $27,783,069,634 (+23%).

### January 2026
- No longer registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Palisades Group, LLC (CRD 165609): Form ADV filing data as of October 2026.