# The Oakes Financial Group

> The Oakes Financial Group is a state-registered investment advisory firm in Troy, NH, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 1, 2023.

- CRD: 159355
- Filed as: THE OAKES FINANCIAL GROUP
- Legal name: Oakes Financial Services, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Troy, NH
- Filing period: October 2026
- Form ADV filing dated: August 1, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/159355
- AdvisorCensus page: https://advisorcensus.com/firm/the-oakes-financial-group-troy-nh-159355

## Quick answers

**How is The Oakes Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), The Oakes Financial Group reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Oakes Financial Group located?**
The Oakes Financial Group's principal office is in Troy, NH, according to its Form ADV.

**Is The Oakes Financial Group registered with the SEC or a state?**
The Oakes Financial Group is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 159355.

**How much does The Oakes Financial Group manage?**
The Oakes Financial Group reports $12,216,267 in regulatory assets under management in its Form ADV filing dated August 1, 2023 (100% discretionary).

**What types of clients does The Oakes Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26).

**Does The Oakes Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159355

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $12,216,267
- Discretionary: $12,216,267
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $12,216,267 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Oakes Financial Group (CRD 159355): Form ADV filing data as of October 2026.