# The Northstar Group, Inc.

> The Northstar Group, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1992, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 110409
- Filed as: THE NORTHSTAR GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110409
- AdvisorCensus page: https://advisorcensus.com/firm/the-northstar-group-inc-new-york-ny-110409

## Quick answers

**How is The Northstar Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Northstar Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does The Northstar Group, Inc. charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Hourly rate: $500 an hour (initial consultation with a client and the client's other advisors, as well…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Northstar Group, Inc. located?**
The Northstar Group, Inc.'s principal office is in New York, NY, according to its Form ADV.

**Is The Northstar Group, Inc. registered with the SEC or a state?**
The Northstar Group, Inc. is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 110409.

**How much does The Northstar Group, Inc. manage?**
The Northstar Group, Inc. reports $1,008,518,891 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have The Northstar Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Northstar Group, Inc.: Regulatory assets under management: $600,555,810 in the October 2021 data and $1,008,518,891 in the October 2026 data, up 68%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Northstar Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (199); individuals (other than high net worth individuals) (53); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does The Northstar Group, Inc. use?**
The Northstar Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does The Northstar Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110409

**What changed in The Northstar Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $871,570,823 to $1,008,518,891 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Hourly rate: $500 an hour (initial consultation with a client and the client's other advisors, as well…)

> Fees for initial consultation with a client and the client's other advisors, as well as modifications of a client's portfolio management plan and additional meetings with client's other advisors, are $500 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,008,518,891
- Discretionary: $1,008,518,891
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $20,239,350 |
| High net worth individuals | 199 | $969,060,979 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $10,026,172 |
| Charitable organizations | 1 | $7,529,109 |
| Corporations or other businesses not listed above | 1 | $1,663,281 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 1992 (34 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, LA, MA, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [thenorthstargroupinc.com](https://thenorthstargroupinc.com)
- Facebook @the-northstar-group-inc-196992504335331

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $600,555,810 | 5 | March 15, 2021 |
| October 2022 | $713,318,701 | 5 | March 17, 2022 |
| October 2023 | $608,460,966 | 5 | August 31, 2023 |
| October 2024 | $718,210,417 | 5 | March 15, 2024 |
| October 2025 | $871,570,823 | 5 | March 13, 2025 |
| October 2026 | $1,008,518,891 | 6 | March 24, 2026 |

Regulatory assets under management: $600,555,810 in the October 2021 data and $1,008,518,891 in the October 2026 data, up 68%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $871,570,823 to $1,008,518,891 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Northstar Group, Inc. (CRD 110409): Form ADV filing data as of October 2026.