# The Nestegg Group, Inc.

> The Nestegg Group, Inc. is an SEC-registered investment advisory firm in Lincolnwood, IL, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 118419
- Filed as: THE NESTEGG GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lincolnwood, IL
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118419
- AdvisorCensus page: https://advisorcensus.com/firm/the-nestegg-group-inc-lincolnwood-il-118419

## Quick answers

**How is The Nestegg Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Nestegg Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**What does The Nestegg Group, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Nestegg Group, Inc. located?**
The Nestegg Group, Inc.'s principal office is in Lincolnwood, IL, according to its Form ADV.

**Is The Nestegg Group, Inc. registered with the SEC or a state?**
The Nestegg Group, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 118419.

**How much does The Nestegg Group, Inc. manage?**
The Nestegg Group, Inc. reports $331,028,505 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).

**How have The Nestegg Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Nestegg Group, Inc.: Regulatory assets under management: $205,514,986 in the October 2021 data and $331,028,505 in the October 2026 data, up 61%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Nestegg Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (122); high net worth individuals (65).

**Which custodians does The Nestegg Group, Inc. use?**
The Nestegg Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Nestegg Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118419

**What changed in The Nestegg Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $268,599,124 to $331,028,505 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $2,000,000: 0.75% a year
- Above $2,000,000: 0.5% a year

> The Registrant’s annual investment advisory fee is based upon a percentage (%) of the market value of the assets placed under the Registrant’s management on a stepped up basis as follows: Account Size Annual Fee First 1,000,000 1.00% Next 1,000,000 0.75% Over 2,000,000 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $331,028,505
- Discretionary: $331,028,505
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 122 | $44,091,498 |
| High net worth individuals | 65 | $286,937,007 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (19 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, MO, NH, NY, OH, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thenestegggroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $205,514,986 | 3 | March 16, 2021 |
| October 2022 | $248,830,272 | 3 | March 18, 2022 |
| October 2023 | $221,945,828 | 3 | March 3, 2023 |
| October 2024 | $231,344,399 | 3 | March 15, 2024 |
| October 2025 | $268,599,124 | 3 | March 17, 2025 |
| October 2026 | $331,028,505 | 3 | September 2, 2026 |

Regulatory assets under management: $205,514,986 in the October 2021 data and $331,028,505 in the October 2026 data, up 61%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $268,599,124 to $331,028,505 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Nestegg Group, Inc. (CRD 118419): Form ADV filing data as of October 2026.