{
  "crd_number": 109288,
  "slug": "the-mathes-company-inc-new-york-ny-109288",
  "primary_business_name": "THE MATHES COMPANY, INC.",
  "legal_name": "THE MATHES COMPANY, INC.",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1997-07-31",
  "years_registered": 29,
  "period": "2026-10-01",
  "filing_date": "2026-03-20",
  "carried_forward": false,
  "raum_total": 339797197.0,
  "raum_discretionary": 339797197.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 339797197.0,
      "count": 210
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://mathesco.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109288",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/the-mathes-company-inc-new-york-ny-109288",
  "display_name": "The Mathes Company, Inc.",
  "summary": "The Mathes Company, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1997, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.",
  "citation": "AdvisorCensus. The Mathes Company, Inc. (CRD 109288): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is The Mathes Company, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Mathes Company, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does The Mathes Company, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 states: Asset-based fee: 1.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is The Mathes Company, Inc. located?",
      "a": "The Mathes Company, Inc.'s principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is The Mathes Company, Inc. registered with the SEC or a state?",
      "a": "The Mathes Company, Inc. is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 109288."
    },
    {
      "q": "How much does The Mathes Company, Inc. manage?",
      "a": "The Mathes Company, Inc. reports $339,797,197 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)."
    },
    {
      "q": "How have The Mathes Company, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for The Mathes Company, Inc.: Regulatory assets under management: $297,346,909 in the October 2021 data and $339,797,197 in the October 2026 data, up 14%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The Mathes Company, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (210)."
    },
    {
      "q": "Does The Mathes Company, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109288"
    },
    {
      "q": "Does The Mathes Company, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 says: \"Minimum account size for opening an account with the Adviser is generally $500,000.00\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 297346909.0,
      "total_employees": 8,
      "filing_date": "2021-02-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 342988474.0,
      "total_employees": 8,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 251222573.0,
      "total_employees": 8,
      "filing_date": "2023-03-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 296286626.0,
      "total_employees": 8,
      "filing_date": "2024-03-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 336771153.0,
      "total_employees": 8,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 339797197.0,
      "total_employees": 8,
      "filing_date": "2026-03-20"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1.25% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1.25% of assets a year"
        ],
        "quotes": [
          "Adviser is compensated for its advisory services by a percentage of assets under management.  The basic fee schedule is 1.25%",
          "Fees can be negotiable if client has an account that is lightly managed.  For example, if the account is solely fixed income the fee may be reduced."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000"
        ],
        "quotes": [
          "Minimum account size for opening an account with the Adviser is generally $500,000.00"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 1.25
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Adviser is compensated for its advisory services by a percentage of assets under management.  The basic fee schedule is 1.25%",
      "Fees can be negotiable if client has an account that is lightly managed.  For example, if the account is solely fixed income the fee may be reduced.",
      "Minimum account size for opening an account with the Adviser is generally $500,000.00"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/the-mathes-company-inc-new-york-ny-109288.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 210,
      "fewer_than_5": false,
      "raum": 339797197.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109288",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}